Alexandru Mangu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexandru Mangu, who also goes by Mangu Alexandru, Alex Mangu, was a registered financial professional .
Alexandru is a previously registered financial professional and started their career in finance in 2003. Alexandru had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 57, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2019 - September 14, 2021
T3 TRADING GROUP, LLC
July 21, 2018 - October 18, 2019
T3 TRADING GROUP, LLC
February 8, 2013 - July 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2013 - July 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2011 - March 15, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 15, 2012
WELLS FARGO CLEARING SERVICES, LLC
September 20, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 20, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
June 27, 2006 - September 18, 2008
ECHOTRADE LLC
March 25, 2004 - June 24, 2004
MB TRADING
May 22, 2003 - October 13, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC
February 4, 2003 - June 20, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/24/2003
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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