Kathryn M. Gillman

ISTO ADVISORS

Troy, MI 48084

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CRD#: 4626629

Professional summary

Kathryn Mary Gillman, CFP®, who also goes by Kathryn Mary Crites, is a registered financial advisor currently at ISTO ADVISORS, LLC located in Troy, Michigan.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kathryn has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn Mary Crites

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Real estate rental income from 700 W. Bittersweet Pl. #807, Chicago, IL 60613. Non-securities related. Troop co-leader for kindergarten scouts in Highland Park, IL. Non-securities related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Mary Gillman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

September 1, 2017 - Present

ISTO ADVISORS, LLC

Office #1: 2150 Butterfield Drive Suite 220, Troy, MI 48084Office #2: 580 N. Western Avenue, Lake Forest, IL 60045

RIA

CRD#: 284560

Troy, MI

Past

September 28, 2012 - October 28, 2016

REGAL SECURITIES, INC.

CRD#: 7297

LAKE FOREST, IL

Past

January 29, 2003 - October 26, 2012

NORTHSTAR FINANCIAL PARTNERS, INC.

CRD#: 107708

LAKE FOREST, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISTO ADVISORS, LLC

BRIDGE TOWER, LLC | ISTO ADVISORS, LLC

CRD#: 284560 / SEC#: 801-108409

RIA

Registered Investment Advisory firm - (9/30/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/1/2017)

IAR

Michigan
(1/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/25/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/28/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/2003

General Securities Representative Examination

Current Firm

ISTO ADVISORS, LLC

BRIDGE TOWER, LLC | ISTO ADVISORS, LLC

CRD#: 284560 / SEC#: 801-108409

RIA

Registered Investment Advisory firm - (9/30/2016 Approved)

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Contact information

Main Address

2150 Butterfield Drive Suite 220, Troy, MI 48084

Mailing Address

Phone number

(248) 458-1100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	2,548
AUM (Assets Under Management)	$ 871,638,436

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
04/28/2024	Cover Page	Report
01/23/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathryn M. Gillman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Mary Gillman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ISTO ADVISORS, LLC

REGAL SECURITIES, INC.

NORTHSTAR FINANCIAL PARTNERS, INC.

Primary Firm SEC Registration

ISTO ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/25/2003

SIE

Date: 10/28/2016

Series 7

Date: 1/28/2003

Current Firm

ISTO ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ISTO ADVISORS, LLC

TRUST BUT VERIFY

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