Alex P. Fouquet

PROSPERITUS WEALTH ADVISORS

Coral Springs, FL 33076

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CRD#: 4626543

Professional summary

Alex Pascal Fouquet is a registered financial advisor currently at PROSPERITUS WEALTH ADVISORS located in Coral Springs, Florida.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Alex has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AF FINANCIAL SERVICES CONSULTING, LLC. YES INVESTMENT RELATED, 14050 NE 3RD CT APT 2 MIAMI, FL 33161, OPERATING ENTITY USED AS CONDUIT FOR BUSINESS INCOME/EXPENSES RESULTING FROM INVESTMENT ADVISOR REPRESENTATIVE AND OTHER FINANCIAL SERVICES CONSULTING FEES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Pascal Fouquet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2022 - Present

PROSPERITUS WEALTH ADVISORS

Office #1: 11555 Heron Bay Blvd, Suite 305, Coral Springs, FL 33076

RIA

CRD#: 306630

Coral Springs, FL

Past

May 29, 2007 - December 11, 2015

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

COCONUT CREEK, FL

Past

February 26, 2003 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

COCONUT CREEK, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/24/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/9/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PROSPERITUS WEALTH ADVISORS

PROSPERITUS WEALTH ADIVSORS, LLC | PROSPERITUS WEALTH, LLC | PROSPERITUS WEALTH ADVISORS, LLC | PROSPERITUS WEALTH ADVISORS

CRD#: 306630 / SEC#:

Florida

Registered Investment Advisory firm - (1/21/2020 Approved)

New York

Registered Investment Advisory firm - (6/4/2021 Approved)

Texas

Registered Investment Advisory firm - (3/9/2021 Conditional Restricted)

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Contact information

Main Address

11555 Heron Bay Blvd, Suite 305, Coral Springs, FL 33076

Mailing Address

Phone number

(954) 400-1470

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	406
AUM (Assets Under Management)	$ 60,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex P. Fouquet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Pascal Fouquet's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITUS WEALTH ADVISORS

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2022

Series 63

Date: 7/10/2003

SIE

Date: 12/11/2015

Series 6

Date: 2/24/2003

Series 26

Date: 4/9/2003

Current Firm

PROSPERITUS WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PROSPERITUS WEALTH ADVISORS

TRUST BUT VERIFY

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