John B. Song

TP ICAP GLOBAL MARKETS AMERICAS LLC

New York, NY 10281-1008

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CRD#: 4626439

Professional summary

John B Song is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2023 - Present

TP ICAP GLOBAL MARKETS AMERICAS LLC

Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008

CRD#: 2762

New York, NY

Past

February 1, 2016 - June 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

Past

November 19, 2012 - February 2, 2016

GREYWOLF EXECUTION PARTNERS, INC.

CRD#: 147790

NEW YORK, NY

Past

September 7, 2010 - November 19, 2012

MND PARTNERS, INC.

CRD#: 131833

NEW YORK, NY

Past

August 26, 2008 - July 2, 2009

PACIFIC AMERICAN SECURITIES, LLC

CRD#: 42999

SAN DIEGO, CA

Past

February 6, 2008 - September 3, 2010

LOMBARDI & CO., INC.

CRD#: 44810

NEW YORK, NY

Past

October 8, 2004 - June 6, 2006

HUDSON SECURITIES,INC.

CRD#: 10467

JERSEY CITY, NJ

Past

June 11, 2004 - September 24, 2004

SLOAN SECURITIES CORP.

CRD#: 17930

ENGLEWOOD CLIFFS, NJ

Past

May 15, 2003 - December 15, 2003

PULSE TRADING, INC.

CRD#: 104022

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/30/2023)

Exams

State Security Law Exam

Series 63

Date: 7/14/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 25

Date: 3/19/2010

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 55

Date: 9/21/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/13/2003

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762 / SEC#: , 8-12726

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC.	SOLE MEMBER
BERNARDO, SHAWN FRANCIS	CEO	2513376
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	PRINCIPAL FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John B. Song

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John B Song's CRS (Customer Relationship Summary).

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

GREYWOLF EXECUTION PARTNERS, INC.

MND PARTNERS, INC.

PACIFIC AMERICAN SECURITIES, LLC

LOMBARDI & CO., INC.

HUDSON SECURITIES,INC.

SLOAN SECURITIES CORP.

PULSE TRADING, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 25

Date: 3/19/2010

Series 55

Date: 9/21/2004

Series 7

Date: 5/13/2003

FINRA

NYSE American LLC

Nasdaq PHLX LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

TRUST BUT VERIFY

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