G-woon Choe

KERA CAPITAL PARTNERS

PARK CITY, UT

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CRD#: 4626417

Professional summary

G-woon Choe, who also goes by George Choe, is a registered financial advisor currently at KERA CAPITAL PARTNERS located in Park City, Utah.

G-woon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. G-woon has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

George Choe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view G-woon Choe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2021 - Present

KERA CAPITAL PARTNERS

RIA

CRD#: 312875

PARK CITY, UT

Past

May 28, 2015 - December 7, 2020

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

CHICAGO, IL

Past

July 30, 2014 - May 5, 2015

MARRAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 155821

LOS ANGELES, CA

Past

January 13, 2014 - May 6, 2014

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

SAN FRANCISCO, CA

Past

March 14, 2008 - July 23, 2013

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

December 13, 2006 - March 10, 2008

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

February 18, 2005 - December 14, 2006

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

May 17, 2004 - February 7, 2005

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

January 19, 2004 - May 12, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KERA CAPITAL PARTNERS

KERA CAPITAL PARTNERS | KERA CAPITAL PARTNERS, INC.

CRD#: 312875 / SEC#: 801-120454

RIA

Registered Investment Advisory firm - (3/9/2021 Approved)

California

Registered Investment Advisory firm - (12/23/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/9/2021)

IAR

Texas
(9/15/2022)

IAR

Utah
(3/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/1/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KERA CAPITAL PARTNERS

KERA CAPITAL PARTNERS | KERA CAPITAL PARTNERS, INC.

CRD#: 312875 / SEC#: 801-120454

RIA

Registered Investment Advisory firm - (3/9/2021 Approved)

California

Registered Investment Advisory firm - (12/23/2021 Terminated)

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Contact information

Main Address

1760 The Alameda, San Jose, CA 95126

Mailing Address

4101 J Street Suite 230, Sacremento, CA 95819

Phone number

(408) 668-2201

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (7/16/2025)

Regulatory assets under management

Total Number of Accounts	889
AUM (Assets Under Management)	$ 1,069,762,426

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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G-woon Choe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view G-woon Choe's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

MARRAM INVESTMENT MANAGEMENT, LLC

PROTECTED INVESTORS OF AMERICA

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

INVESCO CAPITAL MARKETS, INC.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

KERA CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/1/2021

Series 63

Date: 1/28/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2012

Series 6

Date: 1/16/2004

Current Firm

KERA CAPITAL PARTNERS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KERA CAPITAL PARTNERS

TRUST BUT VERIFY

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