George H. Weitzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Herman Weitzel was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1966. George had worked at 3 firms and has passed the Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 1994 - July 15, 2011
WEITZEL FINANCIAL SERVICES, INC.
April 8, 1983 - November 11, 1994
IOWA WISCONSIN CAPITAL INC.
January 14, 1966 - February 25, 1983
DUBUQUE HOLDING COMPANY
Primary Firm SEC Registration
WEITZEL FINANCIAL SERVICES, INC.
CRD#: 27346 / SEC#: 801-118164, 8-43093
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/13/1963
Registered Representative ExaminationSeries 00
Date: 12/22/1965
General Securities Principal ExaminationCurrent Firm
WEITZEL FINANCIAL SERVICES, INC.
CRD#: 27346 / SEC#: 801-118164, 8-43093
Contact information
SEC notice filing (5 States and Territories)
FINRA licenses (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,134 |
| AUM (Assets Under Management) | $ 327,771,408 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
