Richard A. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Alton Fisher was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2003. Richard had worked at 2 firms and has passed the Series 63, SIE, Series 82 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2008 - November 28, 2017
VENTURE PARTNERS CAPITAL, L.L.C.
November 7, 2007 - October 1, 2008
FIRST DUNBAR SECURITIES CORPORATION
May 19, 2003 - September 12, 2007
VENTURE PARTNERS CAPITAL, L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VENTURE PARTNERS CAPITAL, L.L.C.
CRD#: 41463 / SEC#: , 8-49445
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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