WW
Wallace R. Weitz
WEITZ SECURITIES
OMAHA, NE 68131-3312
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CRD#: 462632
WW
Professional summary
Wallace Roger Weitz is a registered financial professional currently at WEITZ SECURITIES, INC. located in Omaha, Nebraska.
Wallace is registered as a RR (Registered Representative) and started their career in finance in 1971. Wallace has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Wallace Roger Weitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 1986 - Present
WEITZ SECURITIES, INC.
Office #1: Blackstone Plaza 3555 Farnam Street. Suite 800, Omaha, NE 68131-3312Office #2: Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131BD
CRD#: 17673
OMAHA, NE
Past
January 26, 1973 - May 23, 1983
CHILES, HEIDER & CO., INC.
BD
CRD#: 5159
Past
April 12, 1971 - April 6, 1973
G A SAXTON & CO INC
BD
CRD#: 1000001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/8/1994)
RR
Alaska(8/8/1994)
RR
Arizona(8/9/1994)
RR
Arkansas(8/8/1994)
RR
California(8/8/1994)
RR
Colorado(8/8/1994)
RR
Connecticut(8/8/1994)
RR
Delaware(8/8/1994)
RR
District of Columbia(8/12/1994)
RR
Florida(8/9/1994)
RR
Georgia(8/8/1994)
RR
Hawaii(8/9/1994)
RR
Idaho(8/8/1994)
RR
Illinois(8/8/1994)
RR
Indiana(7/28/1993)
RR
Iowa(8/8/1994)
RR
Kansas(8/8/1994)
RR
Kentucky(8/8/1994)
RR
Louisiana(8/8/1994)
RR
Maine(8/8/1994)
RR
Maryland(8/8/1994)
RR
Massachusetts(8/8/1994)
RR
Michigan(8/8/1994)
RR
Minnesota(8/9/1994)
RR
Mississippi(8/8/1994)
RR
Missouri(8/8/1994)
RR
Montana(8/8/1994)
RR
Nebraska(2/19/1987)
RR
Nevada(8/8/1994)
RR
New Hampshire(8/8/1994)
RR
New Jersey(8/9/1994)
RR
New Mexico(8/8/1994)
RR
New York(8/8/1994)
RR
North Carolina(8/8/1994)
RR
North Dakota(8/8/1994)
RR
Ohio(8/8/1994)
RR
Oklahoma(8/8/1994)
RR
Oregon(8/8/1994)
RR
Pennsylvania(8/8/1994)
RR
Puerto Rico(12/1/2005)
RR
Rhode Island(8/9/1994)
RR
South Carolina(8/9/1994)
RR
South Dakota(8/9/1994)
RR
Tennessee(8/8/1994)
RR
Texas(11/15/1988)
RR
Utah(8/8/1994)
RR
Vermont(8/8/1994)
RR
Virginia(8/8/1994)
RR
Washington(8/8/1994)
RR
West Virginia(8/8/1994)
RR
Wisconsin(8/8/1994)
RR
Wyoming(8/10/1994)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/8/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WEITZ SECURITIES, INC.
WEITZ SECURITIES, INC.
CRD#: 17673 / SEC#: , 8-35603
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131
Mailing Address
Blackstone Plaza 3555 Farnam Street, Suite 800, Omaha, NE 68131
Phone number
(402) 391-1980
Established
Nebraska since 01/03/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEITZ, WALLACE ROGER | PRESIDENT; DIRECTOR | 462632 |
| BENNETT, SHAR MARIE | VICE PRESIDENT, TREASURER | 4224171 |
| BOYNE, JAMES JOSEPH | VICE PRESIDENT, ASSISTANT TREASURER | 2370445 |
| DETISCH, JOHN ROBERT | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | 5895775 |
| DORSEY, LORI ANN | VICE PRESIDENT | 2077073 |
| WEITZ, ANDREW STEVEN | SENIOR VICE PRESIDENT; DIRECTOR | 3070689 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
WEITZ SECURITIES, INC.
CRD#: 17673Omaha, NE 68131-3312TRUST BUT VERIFY
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