Michael J. Miele

BTIG

Miami, FL 33139

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CRD#: 4626257

Professional summary

Michael John Miele, who also goes by Miele John Michael John, Michael Miele, Michael John Miele, is a registered financial professional currently at BTIG, LLC located in Miami, Florida.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Miele John Michael John | Michael Miele | Michael John Miele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Miele's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2017 - Present

BTIG, LLC

Office #1: 2340 Collins Ave Suite 401, Miami, FL 33139

CRD#: 122225

Miami, FL

Past

March 22, 2011 - June 3, 2013

JEFFERIES HIGH YIELD TRADING, LLC

CRD#: 47363

STAMFORD, CT

Past

April 3, 2006 - October 4, 2016

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

March 31, 2004 - February 17, 2006

INTL FCSTONE CREDIT TRADING LLC

CRD#: 41025

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/6/2017)

Colorado
(2/6/2017)

Connecticut
(2/6/2017)

Florida
(2/6/2017)

Georgia
(2/6/2017)

Illinois
(2/6/2017)

Massachusetts
(2/6/2017)

Nevada
(2/6/2017)

New Jersey
(2/6/2017)

New York
(2/6/2017)

North Carolina
(2/6/2017)

Ohio
(2/6/2017)

Oklahoma
(2/6/2017)

Pennsylvania
(3/29/2017)

Texas
(2/6/2017)

Utah
(2/6/2017)

Virginia
(2/6/2017)

Washington
(2/6/2017)

Exams

State Security Law Exam

Series 63

Date: 4/23/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2004

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

BTIG, LLC

BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC

CRD#: 122225 / SEC#: , 8-65473

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Mailing Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Phone number

(415) 248-2200

Established

Delaware since 06/05/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CONDOR TRADING LP	MANAGER/MEMBER
CZEPIEL, KYLE ROBERT	CHIEF OPERATING OFFICER	2360785
ENDRES, BRIAN KENNETH	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2673131
HAMILTON, AUSTIN	CHIEF COMPLIANCE OFFICER	2592315
LEROY, ANTON MAURICE	CHIEF EXECUTIVE OFFICER	2862204

Disclosures

Regulatory Event	11
Civil Event	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Miele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael John Miele's CRS (Customer Relationship Summary).

Certified licenses

Experience

JEFFERIES HIGH YIELD TRADING, LLC

JEFFERIES LLC

INTL FCSTONE CREDIT TRADING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/2004

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/30/2004

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

BTIG, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BTIG, LLC

TRUST BUT VERIFY

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