AW
Arnold D. Weitz
ARNOLD WEITZ & CO
OMAHA, NE 68106
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CRD#: 462620
AW
Professional summary
Arnold David Weitz is a registered financial advisor currently at ARNOLD WEITZ & CO located in Omaha, Nebraska and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Elkhorn, Nebraska.
Arnold is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Arnold has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC, Series 1, Series 24 and Series 12 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Arnold Weitz and Company Address: 20488 Park Rd, Elkhorn, NE, 68022-2393, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/11/2005 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: \nFinancial Advisor and Owner (2)Name of Business: Track Record LLC Address: 20488 Park Road, Elkhorn, NE, 68022, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/30/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: pay taxes
CRS (Client Relationship Summary) - RIA
Click below to view Arnold David Weitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2005 - Present
ARNOLD WEITZ & CO
Office #1: 414 S 14 Street, Omaha, NE 68106RIA
CRD#: 108026
OMAHA, NE
Current
January 4, 1999 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 20488 Park Road, Elkhorn, NE 68022BD
CRD#: 6694
Elkhorn, NE
Past
August 1, 2002 - January 8, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ST. PETERSBURG, FL
Past
February 9, 1994 - December 31, 2004
ARNOLD WEITZ & CO
RIA
CRD#: 108026
OMAHA, NE
Past
November 16, 1992 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
December 7, 1988 - December 8, 1992
HAMILTON INVESTMENTS, INC.
BD
CRD#: 821
Past
July 11, 1977 - December 5, 1988
RODMAN & RENSHAW INC.
BD
CRD#: 724
Past
November 17, 1976 - September 24, 1977
SHEARSON HAYDEN STONE INC.
BD
CRD#: 7295
Past
November 8, 1974 - November 17, 1976
SHEARSON HAYDEN STONE INC.
BD
CRD#: 6774
Past
October 26, 1973 - November 8, 1974
HAYDEN STONE INC.
BD
CRD#: 6567
Past
August 15, 1972 - October 26, 1973
H. HENTZ & CO., INC.
BD
CRD#: 376
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARNOLD WEITZ & CO
ARNOLD WEITZ & CO | WEITZ ARNOLD & CO
CRD#: 108026 / SEC#: 801-69800
RIA
Registered Investment Advisory firm - (1/2/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/1999)
RR
California(1/4/1999)
RR
Colorado(1/4/1999)
RR
Florida(1/4/1999)
RR
Georgia(1/4/1999)
RR
Idaho(2/1/2013)
RR
Illinois(1/4/1999)
RR
Iowa(1/4/1999)
RR
Kansas(3/17/2004)
RR
Maine(1/4/1999)
RR
Maryland(4/9/2007)
RR
Massachusetts(1/4/1999)
RR
Michigan(2/2/2021)
RR
Minnesota(1/4/1999)
RR
Missouri(1/2/2008)
RR
Montana(12/7/2009)
RR
Nebraska(1/4/1999)
IAR
Nebraska(1/24/2005)
RR
Nevada(5/12/2017)
RR
New Hampshire(1/4/1999)
RR
New Mexico(1/4/1999)
RR
New York(1/4/1999)
RR
North Carolina(8/14/2024)
RR
Ohio(4/8/2025)
RR
Oklahoma(11/21/2003)
RR
Oregon(1/22/2002)
RR
South Carolina(9/17/2014)
RR
South Dakota(11/28/2022)
RR
Tennessee(1/25/2023)
RR
Texas(1/4/1999)
IAR
Texas(5/30/2012)
RR
Utah(10/12/2006)
RR
Virginia(1/29/2020)
RR
Washington(9/7/2001)
RR
Wisconsin(1/4/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 5/19/1977
AMEX Put and Call ExamGeneral Industry/Product Exam
RR
Series 1
Date: 7/24/1972
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 5/16/1981
NYSE Branch Manager ExaminationSRO Registrations
RR
FINRA
Current Firm
AW
ARNOLD WEITZ & CO
ARNOLD WEITZ & CO | WEITZ ARNOLD & CO
CRD#: 108026 / SEC#: 801-69800
RIA
Registered Investment Advisory firm - (1/2/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20488 Park Rd, Elkhorn, NE 68022
Mailing Address
Phone number
(402) 392-2244
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 72 |
| AUM (Assets Under Management) | $ 408,420,543 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARNOLD WEITZ & CO
CRD#: 108026Omaha, NE 68106TRUST BUT VERIFY
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