Abraham Weitz
Professional summary
Abraham Weitz was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Abraham is a previously registered financial professional and started their career in finance in 1972. Prior to being barred, Abraham had worked at 7 firms, which includes AGS FINANCIAL SERVICES INC., FIRST MONTAUK SECURITIES CORP., GRUNTAL & CO. L.L.C., PHILIPS APPEL & WALDEN INC., STEINER ROUSE & CO. INC., WEIS SECURITIES INC., FLAKS ZASLOW & CO INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 1996 - October 18, 1996
AGS FINANCIAL SERVICES, INC.
February 23, 1990 - June 5, 1996
FIRST MONTAUK SECURITIES CORP.
April 19, 1988 - February 28, 1990
GRUNTAL & CO., L.L.C.
August 9, 1977 - April 22, 1988
PHILIPS, APPEL & WALDEN, INC.
September 16, 1974 - August 18, 1977
GRUNTAL & CO., L.L.C.
November 6, 1973 - February 14, 1975
STEINER, ROUSE & CO., INC.
January 5, 1973 - December 21, 1973
WEIS SECURITIES, INC.
July 11, 1972 - January 1, 1973
FLAKS ZASLOW & CO INC
State Registrations and Notice Filings
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Exams
PC
Date: 5/24/1978
AMEX Put and Call ExamSeries 1
Date: 7/6/1972
Registered Representative ExaminationCurrent Firm
AGS FINANCIAL SERVICES, INC.
CRD#: 38006 / SEC#: , 8-48040
Contact information
Documents
Red Flags
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