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Abraham Weitz

CRD# 462618·Registered 1972 - 1996
Barred: Abraham Weitz was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Abraham Weitz was a registered financial advisor. Abraham was a previously registered financial professional and started their career in finance 1972 - 1996. Abraham had worked at 7 firms and has passed the Series 63, PC and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

AGS FINANCIAL SERVICES, INC.·CRD# 38006
BD
Chicago, IL
June 20, 1996 - October 18, 1996
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
Red Bank, NJ
February 23, 1990 - June 5, 1996
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
April 19, 1988 - February 28, 1990
PHILIPS, APPEL & WALDEN, INC.·CRD# 659
BD
August 9, 1977 - April 22, 1988
GRUNTAL & CO., L.L.C.·CRD# 372
BD
September 16, 1974 - August 18, 1977
STEINER, ROUSE & CO., INC.·CRD# 787
BD
November 6, 1973 - February 14, 1975
WEIS SECURITIES, INC.·CRD# 880
BD
January 5, 1973 - December 21, 1973
FLAKS ZASLOW & CO INC·CRD# 1000002
BD
July 11, 1972 - January 1, 1973

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Current Firm

AF
AGS FINANCIAL SERVICES, INC.

AGS FINANCIAL SERVICES, INC.

CRD#: 38006 / SEC#: 8-48040
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

Illinois since 12/14/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1980About the Series 63 exam

PC — AMEX Put and Call Exam

Passed May 1978

Series 1 — Registered Representative Examination

Passed Jul 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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