Joel H. Weitnauer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Herbert Weitnauer was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1969. Joel had worked at 4 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 1974 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 29, 1974 - August 10, 2017
SIGNATOR INVESTORS, INC.
February 2, 1973 - March 31, 1974
November 24, 1969 - September 21, 1972
LION G MASON & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/12/1969
Registered Representative ExaminationCurrent Firm
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
CRD#: 5181 / SEC#: , 8-15661
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
