Ted J. Kanarek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ted J. Kanarek, who also goes by Teddy Kanarek, Ted J Kanarek, was a registered financial professional .
Ted is a previously registered financial professional and started their career in finance in 2003. Ted had worked at 7 firms and has passed the Series 63, Series 82TO, SIE, Series 3, Series 82 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2023 - January 2, 2024
MARCH CAPITAL CORP.
June 18, 2018 - September 23, 2021
LIQUIDITY.IO, LLC
September 28, 2016 - December 13, 2017
MARCH CAPITAL CORP.
July 28, 2011 - March 14, 2013
CITIGROUP GLOBAL MARKETS INC.
April 1, 2010 - February 28, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
January 10, 2007 - April 16, 2010
NICHOLAS-APPLEGATE SECURITIES LLC
July 7, 2004 - January 8, 2007
AMG DISTRIBUTORS, INC.
April 8, 2003 - March 23, 2004
GE INVESTMENT DISTRIBUTORS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 10/1/2022
Limited Representative-Private Securities OfferingsCurrent Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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