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DW

Dawn P. Watts

FINANCIAL SECURITY MANAGEMENT
Newport News, VA 23606
Some features on this profile are disabled
CRD#: 4625787
DW

Professional summary

Dawn P Watts, who also goes by Dawn P Mcdowell, is a registered financial professional currently at FINANCIAL SECURITY MANAGEMENT, INCORPORATED located in Newport News, Virginia.

Dawn is registered as a RR (Registered Representative) and started their career in finance in 2005. Dawn has worked at 1 firm and has passed the SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Dawn P Mcdowell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dawn P Watts's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 4, 2005 - Present

FINANCIAL SECURITY MANAGEMENT, INCORPORATED

Office #1: 11801 Canon Blvd Ste 200, Newport News, VA 23606
BD
CRD#: 43000
Newport News, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/1/2005
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FINANCIAL SECURITY MANAGEMENT, INCORPORATED
FINANCIAL GUARDIAN SERVICES, INCORPORATED | FINANCIAL SECURITY MANAGEMENT, INCORPORATED

CRD#: 43000 / SEC#: , 8-50094

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452
Mailing Address
477 Viking Drive Suite 305, Virginia Beach, VA 23452
Phone number
(757) 431-1414
Established
Virginia since 01/17/1997
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINANCIAL SECURITY COMPANIES, LLCOWNER
BLACHURA, GAYLE ELIZABETHPRESIDENT2874363
CORINALDI, REGINALD CURTISVICE PRESIDENT1054108
DEJARNETTE, KRISTY ELEYCOO, PFO, POO, FINOP7632290
JENKS, CHARLES FREDERICK JRVICE PRESIDENT1486892
MEGGINSON, ARCHIE RAY SRSECRETARY1479442
ORLANDO, JOHN THOMASVICE PRESIDENT2692207
SCHWALJE, GLENN SCOTTCHIEF COMPLIANCE OFFICER / AMLCO2441501
WOODALL, RICHARD DUNCANVICE PRESIDENT716996

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL SECURITY MANAGEMENT, INCORPORATED

CRD#: 43000Newport News, VA 23606

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