Mario A. Salazar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mario Alberto Salazar, who also goes by Mario Alberto Salazar, was a registered financial professional .
Mario is a previously registered financial professional and started their career in finance in 2005. Mario had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2007 - December 31, 2012
LIGHTHOUSE FUND ADVISORS, LLC
September 7, 2006 - January 19, 2007
CITICORP INVESTMENT SERVICES
February 24, 2005 - May 17, 2006
BLACKROCK EXECUTION SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
LIGHTHOUSE FUND ADVISORS, LLC
CRD#: 145141 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
