Michael A. Weisser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Albert Weisser was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1972. Michael had worked at 3 firms and has passed the Series 7, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 1986 - October 14, 1992
COHMAD SECURITIES CORPORATION
April 28, 1976 - April 4, 1989
MICHAEL A WEISSER, INC.
December 21, 1972 - June 22, 1975
WILSON WHITE BELF LAKE ROCHLIN & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/18/1972
Registered Representative ExaminationF04
Date: 4/29/1976
Financial Principal ExaminationSeries 40
Date: 4/26/1976
Registered Principal ExaminationCurrent Firm
COHMAD SECURITIES CORPORATION
CRD#: 16307 / SEC#: , 8-33674
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COHN, MAURICE JAY | CHAIRMAN CHIEF EXECUTIVE OFFICER | 1313085 |
| COHN, MARCIA BETH | PRESIDENT CHIEF OPERATING OFFICER CHIEF COMPLIANCE OFFICER SROP,CROP,FINOP | 1049032 |
| MADOFF, BERNARD LAWRENCE | DIRECTOR | 316687 |
| MADOFF, PETER BARNETT | DIRECTOR | 316688 |
| BUCCELLATO, ROSALIE | PRINCIPLE | 848124 |
| COHN, MILTON SEYMOUR | DIRECTOR | 1477771 |
Disclosures
| Regulatory Event | 6 |
| Civil Event | 1 |
Red Flags
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