Stanton Focht Weissenborn
Professional Summary
Stanton Focht Weissenborn, who also goes by Stanton F Weissenborn, Tom Weissenborn, is a registered financial advisor currently at WEALTH EFFECTS located in Stuart, Florida. Stanton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Stanton has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC, Series 24 and Series 40 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stanton F Weissenborn, Tom Weissenborn
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
56 years in the financial services industry
Current & Past Employments
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Current Firm
HUDSON RIVER GROUP | WEALTH EFFECTS LLC | WEALTH EFFECTS
Contact Information
Main Address
265 Franklin Street Suite 1702, Boston, MA 02110Phone Number
(617) 465-2560# of Employees
17SEC notice filing (17 States and Territories)
Registered to provide investment advisory services in 17 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
988AUM (Assets Under Management)
$472,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HUDSON RIVER GROUP | WEALTH EFFECTS LLC | WEALTH EFFECTS
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Sep 1977Series 40 — Registered Principal Examination
Passed Apr 1977Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stanton Focht Weissenborn's CRS (Customer Relationship Summary).
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