Stanton F. Weissenborn

WEALTH EFFECTS

STUART, FL

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CRD#: 462541

Professional summary

Stanton Focht Weissenborn, who also goes by Stanton F Weissenborn, Tom Weissenborn, is a registered financial advisor currently at WEALTH EFFECTS located in Stuart, Florida.

Stanton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Stanton has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, PC, Series 24 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stanton F Weissenborn | Tom Weissenborn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stuart Congregational Church, Indian Street, Stuart, FL 34997; Not an investment related business; Nature: Religious organization; Position: Board Member; Duties: Review an advise on investments; Devotes 1 hour/month; not compensated.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanton Focht Weissenborn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2021 - Present

WEALTH EFFECTS

RIA

CRD#: 315244

STUART, FL

Past

January 15, 2020 - August 10, 2021

COBURN & MEREDITH, INC.

RIA

CRD#: 164

Stuart, FL

Past

January 15, 2020 - August 10, 2021

COBURN & MEREDITH, INC.

CRD#: 164

SIMSBURY, CT

Past

September 7, 2006 - December 23, 2019

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

STUART, FL

Past

October 2, 1989 - December 23, 2019

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

STUART, FL

Past

June 3, 1988 - October 12, 1989

THOMSON MCKINNON SECURITIES INC.

CRD#: 829

NEW YORK, NY

Past

February 23, 1979 - March 18, 1988

MOSELEY SECURITIES CORPORATION

CRD#: 7908

Past

April 28, 1976 - February 23, 1979

MOSELEY, HALLGARTEN & ESTABROOK INC

CRD#: 7501

Past

April 26, 1974 - April 28, 1976

MOSELEY, HALLGARTEN & ESTABROOK INC.

CRD#: 6679

Past

August 10, 1973 - April 26, 1974

F. S. MOSELEY, ESTABROOK INC.

CRD#: 6524

Past

May 20, 1970 - August 10, 1973

ESTABROOK & CO., INC.

CRD#: 267

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTH EFFECTS

HUDSON RIVER GROUP | WEALTH EFFECTS LLC | WEALTH EFFECTS

CRD#: 315244 / SEC#: 801-121699

RIA

Registered Investment Advisory firm - (7/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

PC

Date: 9/2/1977

AMEX Put and Call Exam

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 40

Date: 4/7/1977

Registered Principal Examination

Current Firm

WEALTH EFFECTS

HUDSON RIVER GROUP | WEALTH EFFECTS LLC | WEALTH EFFECTS

CRD#: 315244 / SEC#: 801-121699

RIA

Registered Investment Advisory firm - (7/7/2021 Approved)

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Contact information

Main Address

265 Franklin Street Suite 1702, Boston, MA 02110

Mailing Address

Phone number

(617) 465-2560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTH EFFECTS DISCLOSURE BROCHURE (4/4/2025)

Regulatory assets under management

Total Number of Accounts	969
AUM (Assets Under Management)	$ 405,838,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stanton F. Weissenborn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanton Focht Weissenborn's CRS (Customer Relationship Summary).

Certified licenses

Experience

COBURN & MEREDITH, INC.

COBURN & MEREDITH, INC.

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

THOMSON MCKINNON SECURITIES INC.

MOSELEY SECURITIES CORPORATION

MOSELEY, HALLGARTEN & ESTABROOK INC

MOSELEY, HALLGARTEN & ESTABROOK INC.

F. S. MOSELEY, ESTABROOK INC.

ESTABROOK & CO., INC.

Primary Firm SEC Registration

WEALTH EFFECTS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2006

Series 63

Date: 4/2/1987

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

PC

Date: 9/2/1977

Series 24

Date: 1/2/2023

Series 40

Date: 4/7/1977

Current Firm

WEALTH EFFECTS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTH EFFECTS

TRUST BUT VERIFY

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