Richard E. Smith
Professional summary
Richard Eugene Smith is a registered financial advisor currently at SRC CAPITAL MANAGEMENT located in Chicago, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Richard has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Eugene Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2011 - Present
SRC CAPITAL MANAGEMENT
Office #1: 200 East Randolph Street Suite 5100, Chicago, IL 60601January 3, 2011 - December 31, 2017
SRC CAPITAL MANAGEMENT
January 3, 2011 - December 31, 2020
SRC CAPITAL MANAGEMENT
May 23, 2007 - December 31, 2008
SRC CAPITAL MANAGEMENT
May 15, 2007 - December 31, 2008
JMC CAPITAL MANAGEMENT, LLC
March 30, 2006 - March 23, 2007
GROVE POINT INVESTMENTS, LLC
March 30, 2006 - March 23, 2007
GROVE POINT INVESTMENTS, LLC
August 23, 2004 - November 30, 2005
WOODBURY FINANCIAL SERVICES, INC.
April 12, 2004 - November 30, 2005
WOODBURY FINANCIAL SERVICES, INC.
April 7, 2003 - April 14, 2004
WADDELL & REED
March 3, 2003 - April 14, 2004
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/3/2011)
Exams
Current Firm
SRC CAPITAL MANAGEMENT
CRD#: 130310 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 1,415,052 |
Red Flags
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