Nathan Weissberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Weissberg was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 1970. Nathan had worked at 7 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 1987 - August 26, 1988
INVESTMENT BROKERS OF AMERICA
May 23, 1985 - September 19, 1985
USLIFE EQUITY SALES CORP.
August 9, 1982 - November 8, 1983
MHA FINANCIAL CORP
December 8, 1976 - April 4, 1980
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
November 19, 1976 - May 12, 1982
LEGEND CAPITAL CORPORATION
June 29, 1971 - December 15, 1976
EQUITY SERVICES, INC.
June 11, 1970 - July 7, 1971
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/23/1970
Registered Representative ExaminationCurrent Firm
INVESTMENT BROKERS OF AMERICA
CRD#: 14607 / SEC#: , 8-30936
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
