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Brittany Ross Maynard

CRD# 4625025·Registered 2003 - 2008
Previously Registered: Being a previously registered professional could mean that Brittany is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brittany Ross Maynard, who also goes by Brittany Ross Coleman, was a registered financial advisor. Brittany was a previously registered financial professional and started their career in finance 2003 - 2008. Brittany had worked at 3 firms and has passed the Series 6 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brittany Ross Coleman

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Past

NATIONWIDE SECURITIES, LLCPast·CRD# 11173
BD
Columbus, OH
January 23, 2008 - September 17, 2013
1717 CAPITAL MANAGEMENT COMPANYPast·CRD# 4082
BD
Columbus, OH
January 23, 2008 - August 1, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATIONPast·CRD# 7110
BD
Dublin, OH
July 11, 2003 - December 31, 2007

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Current Firm

1C
1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY | PML SECURITIES COMPANY

CRD#: 4082 / SEC#: 8-14657
BD
Terminated by SEC on 10/28/2008

Contact Information

Established

Pennsylvania since 01/22/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FOSTER, DOUGLAS WAYNEVICE PRESIDENT4395571

Disclosures

Regulatory Event

4

Arbitration

1

Bond

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2003About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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