Richard P. Arzaga

THE REAL ESTATE WHISPERER(R)

Monument, CO 80132

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CRD#: 4624932

Professional summary

Richard Patrick Arzaga, CFP®, who also goes by Rich Patrick Arzaga, Rich Arzaga, is a registered financial advisor currently at THE REAL ESTATE WHISPERER(R) located in Monument, Colorado.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Richard has worked at 10 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rich Patrick Arzaga | Rich Arzaga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. UNIVERSITY OF CALIFORNIA BERKELEY; NOT INVESTMENT RELATED; BERKELEY, CA; EDUCATION; ADJUNCT PROFESSOR; 03/2005; 5 HRS./MONTH; 0 HRS. DURING TRADING; CERTIFIED FINANCIAL PLANNING QUALIFYING COURSEWORK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Patrick Arzaga's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

January 30, 2023 - Present

THE REAL ESTATE WHISPERER(R)

Office #1: 315 Panoramic Drive Suite 100, Monument, CO 80132

RIA

CRD#: 324130

Monument, CO

Past

October 22, 2021 - December 17, 2021

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Napa, CA

Past

March 11, 2011 - December 20, 2021

CORNERSTONE WEALTH MANAGEMENT, INC.

RIA

CRD#: 149053

SAN RAMON, CA

Past

September 8, 2009 - December 22, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

NAPA, CA

Past

September 8, 2009 - December 22, 2021

LPL FINANCIAL LLC

CRD#: 6413

NAPA, CA

Past

January 8, 2009 - December 31, 2010

CORNERSTONE WEALTH MANAGEMENT, INC.

RIA

CRD#: 149053

SAN RAMON, CA

Past

December 11, 2008 - September 8, 2009

ASSOCIATED SECURITIES CORP.

RIA

CRD#: 12969

SAN RAMON, CA

Past

December 10, 2008 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

SAN RAMON, CA

Past

May 26, 2004 - December 12, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

SAN RAMON, CA

Past

April 22, 2004 - December 12, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

SAN RAMON, CA

Past

April 30, 2003 - April 22, 2004

OSAIC FA, INC.

RIA

CRD#: 3978

SAN RAMON, CA

Past

April 30, 2003 - April 22, 2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

April 30, 2003 - April 22, 2004

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 19, 2003 - April 1, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WALNUT CREEK, CA

Past

March 13, 2003 - April 1, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 13, 2003 - April 1, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/4/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/11/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/4/2022

General Securities Principal Examination

Current Firm

THE REAL ESTATE WHISPERER(R)

THE REAL ESTATE WHISPERER | WHISPER EDU, LLC | THE REAL ESTATE WHISPERER(TM) | THE REAL ESTATE WHISPERER(R)

CRD#: 324130 / SEC#:

Colorado

Registered Investment Advisory firm - (1/30/2023 Approved)

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Contact information

Main Address

315 Panoramic Drive Suite 100, Monument, CO 80132

Mailing Address

590 W Highway 105 Ste 260, Monument, CO 80132

Phone number

(925) 746-9220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard P. Arzaga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Patrick Arzaga's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

CORNERSTONE WEALTH MANAGEMENT, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CORNERSTONE WEALTH MANAGEMENT, INC.

ASSOCIATED SECURITIES CORP.

ASSOCIATED SECURITIES CORP.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2003

Series 7TO

Date: 7/4/2022

SIE

Date: 10/1/2018

Series 7

Date: 3/11/2003

Series 24

Date: 7/4/2022

Current Firm

THE REAL ESTATE WHISPERER(R)

Contact information

Documents

Red Flags

Company Information

THE REAL ESTATE WHISPERER(R)

TRUST BUT VERIFY

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