Michael V. Monahan

GFI SECURITIES LLC

New York, NY 10041

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CRD#: 4624899

Professional summary

Michael Vincent Monahan, who also goes by Michael VIncent Monahan, Michael Monahan, is a registered financial professional currently at GFI SECURITIES LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Vincent Monahan | Michael Monahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Vincent Monahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2024 - Present

GFI SECURITIES LLC

Office #1: 55 Water Street 10th Floor, New York, NY 10041

CRD#: 19982

New York, NY

Past

June 30, 2023 - March 25, 2024

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

NEW YORK, NY

Past

June 1, 2012 - June 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

September 7, 2011 - June 1, 2012

CHAPDELAINE TULLETT PREBON, LLC

CRD#: 7017

NEW YORK, NY

Past

October 5, 2009 - August 2, 2011

STANDARD CREDIT SECURITIES INC.

CRD#: 42813

NEW YORK, NY

Past

July 8, 2008 - September 15, 2009

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

November 30, 2007 - July 14, 2008

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

April 8, 2005 - August 22, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 8, 2003 - March 19, 2004

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/17/2024)

Exams

State Security Law Exam

Series 63

Date: 1/8/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/5/2003

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

GFI SECURITIES LLC

CRD#: 19982 / SEC#: , 8-43548

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 Water Street 10th Floor, New York, NY 10041

Mailing Address

55 Water Street 10th Floor, New York, NY 10041

Phone number

(212) 968-2032

Established

New York since 07/09/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (26 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GFINET INC.	SOLE MEMBER
ABULARRAGE, JOHN JOSEPH	CHIEF EXECUTIVE OFFICER	3265633
ANZALONE, THOMAS JOSEPH	CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER	1161513
HAUF, JASON WILLIAMS	CHIEF FINANCIAL OFFICER	4163331
LEWIS, THOMAS JOSEPH	PRINCIPAL	2684821
LYNCH, MARTIN	CHIEF OPERATING OFFICER	5612726
SULFARO, MICHAEL CARL	CHIEF COMPLIANCE OFFICER	2483562

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael V. Monahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Vincent Monahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TP ICAP GLOBAL MARKETS AMERICAS LLC

TULLETT PREBON FINANCIAL SERVICES LLC

CHAPDELAINE TULLETT PREBON, LLC

STANDARD CREDIT SECURITIES INC.

BGC FINANCIAL, L.P.

TULLETT PREBON FINANCIAL SERVICES LLC

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/5/2003

FINRA

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

GFI SECURITIES LLC

Contact information

FINRA licenses (26 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GFI SECURITIES LLC

TRUST BUT VERIFY

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