Ronald M. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Michael Weiss was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1970. Ronald had worked at 10 firms and has passed the SIE, Series 55, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - July 3, 2017
KOYOTE TRADING LLC
January 18, 2005 - May 8, 2017
SCHOTTENFELD GROUP LLC
February 2, 1998 - June 16, 1998
APEX CLEARING CORPORATION
October 14, 1997 - February 2, 1998
NASH, WEISS & CO.
March 1, 1982 - October 14, 1997
NASH, WEISS & CO.
December 26, 1978 - January 6, 1982
TUCKER ANTHONY INCORPORATED
September 26, 1978 - March 12, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 25, 1977 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
March 26, 1971 - June 1, 1977
SINGER SECURITIES
May 19, 1970 - May 2, 1971
BRUKENFELD, MITCHELL & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/9/2005
Limited Representative-Equity Trader ExamSeries 1
Date: 4/23/1969
Registered Representative ExaminationCurrent Firm
KOYOTE TRADING LLC
CRD#: 149672 / SEC#: , 8-68182
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KOYOTE CAPITAL GROUP LLC | OWNER | |
| KOCH, DAVID KENNETH | VICE PRESIDENT & SECRETARY, MEMBER | 2422912 |
| RISI, SALVATORE ANTHONY | CFO/FINOP | 1072513 |
| ROSEN, LUCAS GABRIEL | MEMBER | 2443280 |
| SCHOTTENFELD, RICHARD PAUL | MANAGING MEMBER | 1280443 |
| WADE, RICHARD JOSEPH JR | CHIEF COMPLIANCE OFFICER | 1455700 |
| WEISS, BRYAN EVAN | MEMBER | 4439851 |
| WEISS, RONALD MICHAEL | PRESIDENT, MEMBER | 462488 |
Red Flags
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