Timothy J. Schauer

DOCSA CAPITAL MANAGEMENT

Portage, MI 49024

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CRD#: 4624748

Professional summary

Timothy John Schauer, CFA is a registered financial advisor currently at DOCSA CAPITAL MANAGEMENT, INC. located in Portage, Michigan.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Timothy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Schauer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

October 17, 2002 - Present

DOCSA CAPITAL MANAGEMENT, INC.

Office #1: 8080 Moorsbridge Rd Suite 200, Portage, MI 49024

RIA

CRD#: 124302

Portage, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/17/2002)

IAR

Florida
(3/3/2017)

IAR

Louisiana
(9/9/2019)

IAR

Michigan
(12/20/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/20/2001

Uniform Investment Adviser Law Examination

Current Firm

DOCSA CAPITAL MANAGEMENT, INC.

CRD#: 124302 / SEC#:

California

Registered Investment Advisory firm - (4/30/2001 Approved)

Florida

Registered Investment Advisory firm - (3/3/2017 Approved)

Louisiana

Registered Investment Advisory firm - (9/9/2019 Approved)

Michigan

Registered Investment Advisory firm - (10/9/1995 Approved)

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Contact information

Main Address

8080 Moorsbridge Rd Suite 200, Portage, MI 49024

Mailing Address

Phone number

(269) 488-2322

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	219
AUM (Assets Under Management)	$ 85,950,371

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy J. Schauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy John Schauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOCSA CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/20/2001

Current Firm

DOCSA CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOCSA CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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