Leonard B. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard B Weiss was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1970. Leonard had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2009 - September 16, 2013
GRANT WILLIAMS L.P.
March 6, 2007 - January 27, 2015
GRANT WILLIAMS L.P.
April 1, 2004 - December 31, 2006
TOWER SQUARE SECURITIES, INC.
January 4, 2002 - March 23, 2004
TOWER SQUARE SECURITIES, INC.
January 4, 2002 - December 31, 2006
TOWER SQUARE SECURITIES, INC.
August 15, 1994 - January 4, 2002
ADVANTAGE CAPITAL CORPORATION
November 19, 1989 - December 17, 1991
OSAIC WEALTH, INC.
June 3, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 31, 1980 - October 29, 1981
INVESTORS ASSOCIATES, INC.
August 23, 1971 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
February 24, 1970 - November 11, 1971
INTERCONTINENTAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/30/1968
Registered Representative ExaminationCurrent Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
