Lawrence H. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Howard Weiss was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1970. Lawrence had worked at 4 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 1992 - December 19, 1992
ROCKWELL SECURITIES CORPORATION
April 17, 1989 - October 3, 1994
INVESTORS ASSOCIATES, INC.
May 19, 1988 - May 16, 1989
INDIVIDUAL'S SECURITIES LTD.
May 18, 1970 - March 27, 1989
ODD LOTS SECURITIES LTD
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 1/15/1968
Registered Representative ExaminationSeries 00
Date: 4/16/1970
General Securities Principal ExaminationCurrent Firm
ROCKWELL SECURITIES CORPORATION
CRD#: 30573 / SEC#: , 8-45055
Contact information
Documents
Red Flags
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