Manuel M. Del Canal

OCEAN FINANCIAL ADVISORS LLC

MIAMI, FL 33126

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CRD#: 4624208

Professional summary

Manuel M Del Canal, who also goes by Manuel Mauricio Del Canal, is a registered financial advisor currently at OCEAN FINANCIAL ADVISORS LLC located in Miami, Florida and OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida.

Manuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Manuel has worked at 5 firms and has passed the Series 65, Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Manuel Mauricio Del Canal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPANY NAME: OCEAN BANK; COMPANY LOCATION: 780 NW 42ND AVE MIAMI FL 33126; PURPOSE OF BUSINESS: BANKING; NON-INVESTMENT RELATED; HIRED DATE: 07/2013; POSITION: EVP & HEAD OF WEALTH MANAGEMENT; APPROX NUMBER OF HOURS PER MONTH 150H COMPANY NAME: GREATER MIAMI CHAMBER OF COMMERCE; COMPANY LOCATION: 1601 Biscayne Boulevard Miami Fl 33132-1260; PURPOSE OF BUSINESS: BUSINESS NETWORKING AND COMMUNITY DEVELOPMENT ORGANIZATION; NON-INVESTMENT RELARTED (NON-PROFIT); HIRED DATE: APPOINTMENT EFFECTIVE JUNE 2016; POSITION: MEMBER OF BOARD OF DIRECTORS; APPROX NUMBER OF HOURS PER MONTH 2H. COMPANY NAME: NEIGHBORHOOD LENDING PARTNERS; COMPANY LOCATION: TAMPA FL PURPOSE OF BUSINESS: LOW INCOME HOUSING BANK CONSORTIUM; NON-INVESTMENT RELATED (NON-PROFIT); POSITION: DIRECTOR AND LOAN COMMITTEE MEMBER; APPROX NUMBER OF HOURS PER MONTH 5H, APPROX NUMBER OF HOURS DURING SECURITIES TRADING 5H COMPANY NAME: OCEAN FINANCIAL ADVISORS, LLC; INVESTMENT RELATED; PURPOSE OF BUSINESS: ADVISORY SERVICES; HIRE DATE: 05/01/2018 ; APPROX NUMBER OF HOURS A MONTH: 60H; COMPANY LOCATION: MIAMI FL, POSITION: CEO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel M Del Canal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 20, 2018 - Present

OCEAN FINANCIAL ADVISORS LLC

Office #1: 780 Nw 42nd Avenue Suite 500, Miami, FL 33126

RIA

CRD#: 291950

MIAMI, FL

Current

February 12, 2014 - Present

OCEAN FINANCIAL SERVICES, LLC

Office #1: 780 Nw 42nd Avenue, Suite 500, Miami, FL 33126Office #2: 1000 Brickell Avenue, Miami, FL 33131

CRD#: 17499

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/29/2017)

Florida
(2/12/2014)

IAR

Florida
(11/20/2018)

New York
(5/16/2016)

Texas
(5/16/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

FINRA

Current Firm

OCEAN FINANCIAL ADVISORS LLC

CRD#: 291950 / SEC#:

Florida

Registered Investment Advisory firm - (11/20/2018 Approved)

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Contact information

Main Address

780 Nw 42nd Avenue Suite 500, Miami, FL 33126

Mailing Address

Phone number

(305) 461-6940

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 8,483,795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Manuel M. Del Canal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manuel M Del Canal's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCEAN FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IFMG SECURITIES, INC.

IFMG SECURITIES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2017

Series 66

Date: 6/10/2003

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/13/2003

Series 27

Date: 8/22/2019

Series 4

Date: 9/9/2018

Series 53

Date: 12/21/2016

Series 24

Date: 4/14/2014

FINRA

Current Firm

OCEAN FINANCIAL ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OCEAN FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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