Jeffrey D. Vozella

TASTYTRADE

Chicago, IL 60607

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CRD#: 4624191

Professional summary

Jeffrey Daniel Vozella, who also goes by Jeff Vozella, is a registered financial professional currently at TASTYTRADE, INC. located in Chicago, Illinois.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff Vozella

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Daniel Vozella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2017 - Present

TASTYTRADE, INC.

Office #1: 1330 W. Fulton Street Suite 600, Chicago, IL 60607

CRD#: 277027

Chicago, IL

Past

September 5, 2018 - March 5, 2020

QUIET FOUNDATION

RIA

CRD#: 296968

CHICAGO, IL

Past

December 2, 2011 - September 29, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OAK BROOK, IL

Past

December 2, 2011 - September 29, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OAK BROOK, IL

Past

May 8, 2009 - December 16, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHICAGO, IL

Past

May 8, 2009 - December 16, 2011

LPL FINANCIAL LLC

CRD#: 6413

CHICAGO, IL

Past

May 29, 2007 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

May 29, 2007 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CHICAGO, IL

Past

May 23, 2007 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

CHICAGO, IL

Past

October 9, 2006 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

CHICAGO, IL

Past

March 1, 2006 - October 13, 2006

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CHICAGO, IL

Past

May 16, 2003 - August 18, 2005

ARBOR RESEARCH & TRADING, LLC

CRD#: 21313

LAKE BARRINGTON, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/2/2017)

Alaska
(5/2/2017)

Arizona
(5/2/2017)

Arkansas
(5/2/2017)

California
(5/2/2017)

Colorado
(5/2/2017)

Connecticut
(5/2/2017)

Delaware
(5/2/2017)

District of Columbia
(5/2/2017)

Florida
(5/2/2017)

Georgia
(5/2/2017)

Hawaii
(5/2/2017)

Idaho
(5/2/2017)

Illinois
(5/2/2017)

Indiana
(5/2/2017)

Iowa
(5/2/2017)

Kansas
(5/2/2017)

Kentucky
(5/2/2017)

Louisiana
(5/2/2017)

Maine
(5/2/2017)

Maryland
(5/2/2017)

Massachusetts
(5/2/2017)

Michigan
(5/2/2017)

Minnesota
(5/2/2017)

Mississippi
(5/2/2017)

Missouri
(5/2/2017)

Montana
(5/2/2017)

Nebraska
(5/2/2017)

Nevada
(5/2/2017)

New Hampshire
(5/2/2017)

New Jersey
(5/2/2017)

New Mexico
(5/2/2017)

New York
(5/2/2017)

North Carolina
(5/3/2017)

North Dakota
(5/2/2017)

Ohio
(5/2/2017)

Oklahoma
(5/2/2017)

Oregon
(5/2/2017)

Pennsylvania
(5/2/2017)

Puerto Rico
(5/2/2017)

Rhode Island
(5/2/2017)

South Carolina
(5/2/2017)

South Dakota
(5/2/2017)

Tennessee
(5/2/2017)

Texas
(5/2/2017)

Utah
(5/2/2017)

Vermont
(5/2/2017)

Virgin Islands
(5/2/2017)

Virginia
(5/2/2017)

Washington
(5/2/2017)

West Virginia
(5/2/2017)

Wisconsin
(5/2/2017)

Wyoming
(5/2/2017)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/4/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/21/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/15/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TASTYTRADE, INC.

TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: , 8-69649

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Mailing Address

1330 West Fulton Street Suite 600, Chicago, IL 60607

Phone number

(312) 724-7075

Established

Delaware since 06/22/2015

Firm type

Corporation

Fiscal year end

May

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TASTYLIVE, INC.	OWNER
ADLER, KERRY ANN PATRICIA	INTERIM CHIEF COMPLIANCE OFFICER	3269947
BRASIL DE OLIVEIRA, LUIS FERNANDO	CHIEF OPERATING OFFICER	5652832
CHIOU, JASON	HEAD OF CLIENT BROKERAGE SERVICES	6757512
GRACE, CHRISTOPHER WILLIAM	HEAD OF BROKERAGE TRADING OPERATIONS	5985000
MONTERRUBIO, DAMON	AML COMPLIANCE OFFICER	5565532
SLOAN, JACQUELINE LEE	FINOP	2717305

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey D. Vozella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Daniel Vozella's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUIET FOUNDATION

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

FIFTH THIRD SECURITIES, INC.

ARBOR RESEARCH & TRADING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2007

Series 63

Date: 6/4/2003

SIE

Date: 10/1/2018

Series 3

Date: 6/21/2017

Series 7

Date: 5/15/2003

FINRA

Current Firm

TASTYTRADE, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TASTYTRADE, INC.

TRUST BUT VERIFY

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