Jeffrey D. Vozella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Daniel Vozella, who also goes by Jeff Vozella, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2018 - March 5, 2020
QUIET FOUNDATION
May 2, 2017 - June 24, 2026
TASTYTRADE, INC.
December 2, 2011 - September 29, 2016
WELLS FARGO CLEARING SERVICES, LLC
December 2, 2011 - September 29, 2016
WELLS FARGO CLEARING SERVICES, LLC
May 8, 2009 - December 16, 2011
LPL FINANCIAL LLC
May 8, 2009 - December 16, 2011
LPL FINANCIAL LLC
May 29, 2007 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
May 23, 2007 - May 29, 2007
CITICORP INVESTMENT SERVICES
October 9, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
March 1, 2006 - October 13, 2006
FIFTH THIRD SECURITIES, INC.
May 16, 2003 - August 18, 2005
ARBOR RESEARCH & TRADING, LLC
State Registrations and Notice Filings
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Exams
Current Firm
QUIET FOUNDATION
CRD#: 296968 / SEC#: 801-113532
Contact information
Red Flags
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