Nathaniel M. Kuhn

KUHN WEALTH MANAGEMENT

Schaumburg, IL 60173

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CRD#: 4624143

Professional summary

Nathaniel Michael Kuhn is a registered financial advisor currently at KUHN WEALTH MANAGEMENT INC. located in Schaumburg, Illinois and DAI SECURITIES, LLC located in Schaumburg, Illinois.

Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Nathaniel has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KUHN WEALTH MANAGEMENT, RIA, START DATE, 11/2013, MT. PROSPECT, IL. OWNER/ADVISOR. INVESTMENT RELATED. SECURITIES and FIXED Insurance sales. FULL TIME DURING TRADING HOURS. 2)DAI Agency; Arlington Heights, IL. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 3) Chicagoland 1031 Exchange, 120 W, Eastman St #300, Arlington Heights, IL 60005. Investment Related. President, advising on 1031 exchanges. Over 40 hrs/mo during business hours, 21-40 hrs/mo outside business hours. As of April 2018.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Michael Kuhn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2013 - Present

KUHN WEALTH MANAGEMENT INC.

Office #1: 1827 Walden Office Sq #500, Schaumburg, IL 60173

RIA

CRD#: 168727

Schaumburg, IL

Current

February 14, 2020 - Present

DAI SECURITIES, LLC

Office #1: 1827 Walden Office Square Suite 500, Schaumburg, IL 60173

CRD#: 36673

Schaumburg, IL

Past

November 1, 2013 - February 24, 2020

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

Arlington Heights, IL

Past

October 10, 2006 - November 4, 2013

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

MT PROSPECT, IL

Past

July 23, 2003 - November 4, 2013

INVESTACORP, INC.

CRD#: 7684

MT. PROSPECT, IL

Past

January 27, 2003 - July 24, 2003

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/14/2022)

California
(2/14/2020)

Colorado
(2/14/2020)

Connecticut
(7/24/2024)

Florida
(2/14/2020)

Georgia
(6/28/2023)

IAR

Illinois
(11/5/2013)

Illinois
(2/14/2020)

Indiana
(3/31/2020)

Iowa
(5/22/2023)

Maine
(6/25/2024)

Maryland
(8/18/2022)

Massachusetts
(11/22/2021)

Minnesota
(2/14/2020)

Missouri
(8/25/2021)

Nebraska
(1/27/2023)

Nevada
(3/19/2024)

New Jersey
(5/29/2020)

New York
(1/19/2022)

North Carolina
(7/14/2022)

Ohio
(1/4/2021)

Pennsylvania
(11/8/2021)

IAR

Texas
(9/17/2021)

Utah
(3/1/2022)

Wisconsin
(1/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/1/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/12/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

KUHN WEALTH MANAGEMENT INC.

KUHN FINANCIAL INC. | KUHN, NATHANIEL M | KUHN WEALTH MANAGEMENT INC.

CRD#: 168727 / SEC#:

Illinois

Registered Investment Advisory firm - (11/5/2013 Approved)

Texas

Registered Investment Advisory firm - (9/14/2021 Conditional Restricted)

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Contact information

Main Address

1827 Walden Office Sq #500, Schaumburg, IL 60173

Mailing Address

Phone number

(847) 607-4976

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	936
AUM (Assets Under Management)	$ 102,138,921

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathaniel M. Kuhn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Michael Kuhn's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAI SECURITIES, LLC

CONCORDE INVESTMENT SERVICES, LLC

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2006

Series 63

Date: 2/3/2003

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/1/2004

Series 6

Date: 1/25/2003

Series 26

Date: 11/12/2003

FINRA

Current Firm

KUHN WEALTH MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KUHN WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

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