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EL

Edward A. Lafferty

SATURN CAPITAL
St. Petersburg, FL 33701
Some features on this profile are disabled
CRD#: 4624023
EL

Professional summary

Edward Alexander Lafferty MR. is a registered financial professional currently at SATURN CAPITAL, INC. located in St. Petersburg, Florida.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2003. Edward has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Alexander Lafferty MR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 15, 2003 - Present

SATURN CAPITAL, INC.

Office #1: 1101 4th Street S. Suite 378, St. Petersburg, FL 33701
BD
CRD#: 15412
St. Petersburg, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/8/2003)
RR
Florida
(8/4/2021)
RR
Massachusetts
(5/8/2003)
RR
New Hampshire
(5/8/2003)
RR
Pennsylvania
(5/8/2003)
RR
Rhode Island
(5/8/2003)

Exams

State Security Law Exam
RR
Series 63
Date: 5/6/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/8/2008
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SATURN CAPITAL, INC.
CFM SECURITIES, INCORPORATED | THE CENTENNIAL GROUP, INC. | SATURN CAPITAL, INC.

CRD#: 15412 / SEC#: , 8-32136

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1101 4th Street S. Suite 378, St. Petersburg, FL 33701
Mailing Address
1101 4th Street S. Box 302, St. Petersburg, FL 33701
Phone number
(617) 574-3330
Established
Nevada since 12/29/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATURN ASSET MANAGEMENT TRUST, JEFFREY MCCOMRICK, TRUSTEEDIRECT OWNER OF SATURN CAPITAL, INC
LAFFERTY, EDWARD ALEXANDER MR.FINANCIAL & OPERATIONS PRINCIPAL, CHIEF FINANCIAL OFFICER4624023
MCCORMICK, JEFFREY SCOTTCHIEF COMPLIANCE OFFICER, CEO, PRESIDENT AND TRUSTEE1846046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SATURN CAPITAL, INC.

CRD#: 15412St. Petersburg, FL 33701

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