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Aubrea Ryan

FIDELITY BROKERAGE SERVICES
SMITHFIELD, RI
·CRD# 4623944·23 years experience

Professional Summary

Aubrea Ryan, who also goes by Aubrea Anne Mikolay, Aubrea Anne Mikolay Ryan, Aubrea Mikolay Ryan, Aubrea Ryan, is a registered financial advisor currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island. Aubrea is registered as a RR (Registered Representative) and started their career in finance in 2003. Aubrea has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Aubrea Anne Mikolay, Aubrea Anne Mikolay Ryan, Aubrea Mikolay Ryan, Aubrea Ryan

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
900 Salem Street, Smithfield, RI 02917
October 7, 2026 - Present
W3 WEALTH ADVISORS, LLC·CRD# 129549
RIA
Akron, OH
October 28, 2025 - October 6, 2026
VALMARK SECURITIES, INC.·CRD# 31243
BD
Akron, OH
October 17, 2025 - September 8, 2026
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
RIA
Copley, OH
July 9, 2025 - September 19, 2025
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
BD
Copley, OH
July 8, 2025 - September 19, 2025
CAPTRUST·CRD# 175112
RIA
Uniontown, OH
October 31, 2019 - May 27, 2025
CAPFINANCIAL SECURITIES, LLC.·CRD# 126291
BD
Raleigh, NC
October 31, 2019 - May 27, 2025
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Hudson, OH
January 14, 2015 - October 24, 2019
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Hudson, OH
January 14, 2015 - October 24, 2019
CITIZENS SECURITIES, INC.·CRD# 39550
RIA
Northfield, OH
August 6, 2014 - October 30, 2014
CITIZENS SECURITIES, INC.·CRD# 39550
BD
Northfield, OH
August 6, 2014 - October 30, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Fort Myers, FL
October 29, 2009 - April 1, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Fort Myers, FL
January 9, 2009 - April 1, 2014
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Ft. Myers, FL
April 2, 2007 - January 13, 2009
MORGAN STANLEY DW INC.·CRD# 7556
BD
Ft. Myers, FL
February 16, 2006 - April 2, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
July 11, 2005 - January 31, 2006
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
February 27, 2004 - May 19, 2005
WILLIAM R. HOUGH & CO.·CRD# 2235
BD
St. Petersburg, FL
March 19, 2003 - February 27, 2004

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Current Firm

FB
FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone Number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER—
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
KRUGMAN, JOSHUA DHEAD OF BROKERAGE PRODUCT & OFFERINGS4461267
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL—

Disclosures

Regulatory Event

24

Arbitration

130

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) W3 Wealth Management; 301 Springside Dr., Akron, OH 44333; RIA; Senior Registered Client Service Associate; Operational Support; YES Investment Related; Start Date 09/15/2025; Approximately 40+ hrs. per month; Salary through payroll./// 2) Ryan Handyman Services of Green; 1971 Birkdale Dr., Uniontown, OH 44685; Handyman; Authorized Signer; Just Authorized Signer on husband's handyman LLC; NOT Investment Related; Start Date 06/2020; Husband's business; Approximately 1-5 hrs. per month; Shared finances.///

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Ohio
(10/7/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2009About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed May 2008About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam
FINRA
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Aubrea Ryan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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