Anya R. Deibert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anya R Deibert, who also goes by Anya R Fowler, Anya R. Fowler, Anya Fowler, was a registered financial professional .
Anya is a previously registered financial professional and started their career in finance in 2003. Anya had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2008 - October 2, 2017
NATIXIS ADVISORS, LLC
June 27, 2008 - April 19, 2016
NATIXIS DISTRIBUTION, LLC
August 3, 2007 - June 25, 2008
UBS FINANCIAL SERVICES INC.
October 12, 2005 - June 25, 2008
UBS FINANCIAL SERVICES INC.
June 16, 2005 - September 19, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 8, 2003 - February 17, 2005
WELLS FARGO CLEARING SERVICES, LLC
February 20, 2003 - September 15, 2003
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
NATIXIS ADVISORS, LLC
CRD#: 106800 / SEC#: 801-48408
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIXIS ADVISORS, LLC
CRD#: 106800 / SEC#: 801-48408
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 85,258 |
| AUM (Assets Under Management) | $ 85,230,726,459 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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