Sandra J. Andaverde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra J Andaverde, who also goes by Sandra Jones Freijo, Sandy Freijo, Sandra Jones Geiger, Sandra Lou Jones, Sandra Jones Moore, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2003. Sandra had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2007 - August 15, 2018
NATIONWIDE INVESTMENT ADVISORS, LLC
January 26, 2007 - August 15, 2018
NATIONWIDE INVESTMENT SERVICES CORPORATION
August 28, 2006 - January 4, 2007
MSI FINANCIAL SERVICES, INC.
April 26, 2006 - January 4, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 26, 2006 - January 4, 2007
MSI FINANCIAL SERVICES, INC.
June 27, 2005 - May 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 2005 - May 3, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2003 - June 6, 2005
LPL FINANCIAL LLC
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
