GD
Giuseppe Del Vecchio
LANDOLT SECURITIES
North Royalton, OH
Some features on this profile are disabled
CRD#: 4623756
GD
Professional summary
Giuseppe Del Vecchio, who also goes by Joe Delvecchio, Joey Delvecchio, is a registered financial advisor currently at LANDOLT SECURITIES, INC. located in North Royalton, Ohio.
Giuseppe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Giuseppe has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Delvecchio | Joey Delvecchio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Giuseppe Delvecchio (memorabilia sales), not investment related, 5341 Brookhaven Dr. North Royalton OH 44133, buy and sell sports memorabilia on Ebay as a hobby, owner, started 1/1/2014, 8-10 hrs/month not during trading hours 2. The DelVecchio Family Living Trust, not investment related, 5341 Brookhaven Dr. North Royalton OH 44133, personal trust for estate planning, co-trustee, started 4/16/2016, 1 hr/month not during trading hours, trustee/decision maker for trust. 3. The Ann M. Abbattista Wholly Discretionary Trust for Carlo Gentile, not investment related, 7258 Barton Hill Dr. Parma OH 44129, trust to pay bills for disabled family member, trustee, started 12/8/2020, 0 hrs/month, trustee/decision maker for trust. 4. The Felice Gentile Wholly Discretionary Trust for Carlo Gentile, not investment related, 7254 Barton Hill Dr. Parma OH 44129, trust to pay bills for disabled family member, trustee, started 12/8/2020, 0 hrs/month, trustee/decision maker for trust. 5. Giuseppe Delvecchio (insurance sales), investment related (estate planning), 5341 Brookhaven Dr. North Royalton OH 44133, insurance sales, insurance agent, started 10/102022, 3-4 hrs/month not during trading hours, selling life and LTC insurance as part of estate planning.
CRS (Client Relationship Summary) - RIA
Click below to view Giuseppe Del Vecchio's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Giuseppe Del Vecchio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 6, 2017 - Present
LANDOLT SECURITIES, INC.
RIA
BD
CRD#: 28352
North Royalton, OH
Current
June 27, 2017 - Present
LANDOLT SECURITIES, INC.
RIA
BD
CRD#: 28352
North Royalton, OH
Past
February 14, 2005 - June 16, 2017
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
SOUTH EUCLID, OH
Past
February 10, 2003 - June 16, 2017
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
SOUTH EUCLID, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/4/2022)
RR
Florida(10/16/2017)
RR
Georgia(9/15/2022)
RR
Illinois(1/20/2022)
RR
Missouri(6/4/2021)
RR
New York(1/8/2022)
RR
Ohio(7/5/2017)
IAR
Ohio(7/6/2017)
RR
South Carolina(6/29/2020)
RR
Texas(3/2/2020)
IAR
Texas(4/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LANDOLT SECURITIES, INC.
FISN | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Illinois
Registered Investment Advisory firm - SEC (10/10/2006 Approved)Indiana
Registered Investment Advisory firm - SEC (3/23/2020 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/16/2017 Approved)Ohio
Registered Investment Advisory firm - SEC (7/6/2017 Approved)Texas
Registered Investment Advisory firm - SEC (4/28/2020 Approved)Wisconsin
Registered Investment Advisory firm - SEC (3/26/2002 Approved)Wyoming
Registered Investment Advisory firm - SEC (7/25/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Mailing Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Phone number
(847) 838-5151
Established
Wisconsin since 11/09/1989
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
11
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
