George A. Weiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Allen Weiss was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1966. George had worked at 7 firms and has passed the Series 99TO, Series 82TO, SIE, Series 1, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2012 - April 9, 2024
WEISS MULTI-STRATEGY FUNDS LLC
March 7, 2008 - September 5, 2008
WEISS MULTI-STRATEGY FUNDS LLC
May 21, 1997 - May 4, 2005
GEORGE WEISS & COMPANY LLC
September 29, 1978 - February 22, 2006
GEORGE WEISS ASSOCIATES, INC.
November 22, 1977 - November 16, 1978
LEHMAN BROTHERS INC.
March 25, 1977 - November 22, 1977
FAULKNER, DAWKINS & SULLIVAN INC.
November 10, 1971 - April 7, 1977
BACHE & CO INCORPORATED
April 4, 1966 - December 14, 1971
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 1
Date: 4/1/1966
Registered Representative ExaminationF04
Date: 8/29/1979
Financial Principal ExaminationSeries 40
Date: 8/24/1978
Registered Principal ExaminationCurrent Firm
WEISS MULTI-STRATEGY FUNDS LLC
CRD#: 130991 / SEC#: , 8-66414
Contact information
Documents
Red Flags
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