Thomas Wiggins

REHMANN WEALTH

Detroit, MI 48226

Some features on this profile are disabled

CRD#: 4623666

Professional summary

Thomas Wiggins, CFP®, who also goes by Thomas W Wiggins, is a registered financial advisor currently at REHMANN WEALTH located in Detroit, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Detroit, Michigan.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Thomas has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas W Wiggins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) REHMANN CAPITAL ADVISORY GROUP - INVESTMENT RELATED - ASSOCIATED 02/2008 - 1249 Griswold Street, Suite 201, Detroit, MI 48226 - PROVIDE INVESTMENT ADVICE TO CLIENTS CONCERNING INVESTMENT ADVISORY BUSINESS - 110 HRS/MONTH 80 HRS/MONTH DURING SECURITIES TRADING. 2) REHMANN INSURANCE GROUP - AFFILIATED 02/2008 - STATUTORY AGENT - 1249 Griswold Street, Suite 201, Detroit, MI, 48226 - PROVIDE ADVICE TO CLIENTS CONCERNING LIFE INSURANCE, ACCIDENT & HEALTH INSURANCE PRODUCTS. 3) REHMANN FINANCIAL NETWORK LLC POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2017 ADDRESS: 1249 Griswold Street, Suite 201, Detroit, MI 48226; DESCRIPTION: REGISTERED REP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wiggins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

September 18, 2009 - Present

REHMANN WEALTH

Office #1: 1249 Griswold St Suite 201, Detroit, MI 48226

RIA

CRD#: 123047

Detroit, MI

Current

January 19, 2017 - Present

REHMANN FINANCIAL NETWORK, LLC

Office #1: 1249 Griswold Street Suite 201, Detroit, MI 48226

CRD#: 165027

Detroit, MI

Past

February 26, 2010 - December 31, 2017

OSAIC WEALTH, INC.

CRD#: 23131

FARMINTON HILLS, MI

Past

February 22, 2008 - February 26, 2010

TRIAD ADVISORS LLC

CRD#: 25803

FARMINGTON HILLS, MI

Past

January 9, 2007 - March 3, 2008

J.P. MORGAN SECURITIES INC.

RIA

CRD#: 18718

DETROIT, MI

Past

November 21, 2006 - March 3, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

DETROIT, MI

Past

April 30, 2003 - October 15, 2003

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/15/2018)

IAR

Florida
(8/25/2011)

Florida
(3/4/2022)

Kentucky
(5/17/2019)

IAR

Michigan
(1/28/2010)

Michigan
(1/1/2017)

IAR

Ohio
(5/14/2020)

IAR

Texas
(9/18/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/28/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

REHMANN WEALTH

REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL

CRD#: 123047 / SEC#: 801-64587

RIA

Registered Investment Advisory firm - (8/16/2005 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4086 Legacy Parkway, Lansing, MI 48911-4261

Mailing Address

Phone number

(517) 316-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 RCAG PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,238
AUM (Assets Under Management)	$ 4,270,170,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bruce Parmenter

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Southgate, MI

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Avery Marsh

PFS INVESTMENTS INC.

Troy, MI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas Wiggins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Wiggins's CRS (Customer Relationship Summary).

Certified licenses

Experience

REHMANN FINANCIAL NETWORK, LLC

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

REHMANN WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2006

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2006

Series 6

Date: 4/28/2003

FINRA

Current Firm

REHMANN WEALTH

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REHMANN WEALTH

TRUST BUT VERIFY

Similar Advisors