Catherina M. Pareto
AZZENDO WEALTH ADVISORS
Coral Gables, FL 33134
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CRD#: 4623442
Professional summary
Catherina Marlene Pareto, CFP®, who also goes by Cathy Pareto, is a registered financial advisor currently at AZZENDO WEALTH ADVISORS located in Coral Gables, Florida.
Catherina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Catherina has worked at 4 firms and has passed the Series 65 exam.
Biography
Cathy Pareto holds an MBA from the (Florida) top ranked Florida International University (FIU) Executive MBA program. Her academic efforts earned her an induction into the prestigious Beta Gamma Sigma Honor Society. Cathy also earned her Bachelor's in Finance at FIU and is also a CERTIFIED FINANCIAL PLANNER® practitioner. Cathy frequently conducts seminars and media interviews on topics such as retirement planning, women and money, asset protection planning, and investment theory. She served as the Faculty Coordinator for the CFP® Program at FIU’s College of Business, where she also taught as an Adjunct Professor. She now serves on the Professional Advisory Board of FIU’sExecutive MBA program. Cathy has published numerous financial articles in periodicals and websites including Investopedia, Miami Medicine, Florida Medical Business, AccountantsWorld.com, and more. Her media contributions also include quotes in BusinessWeek, The Wall Street Journal, The New York Times, The Sun Sentinel, Latina Magazine, AARP's Segunda Edad, and many other financial publications. She has appeared on television and radio shows including CNBC’s “Power Lunch”, Fox Business, NPR's "Topical Currents", WXEL’s “Wealth & Widsom Show”, Total Picture Radio and more. Cathy is a former Board Member of the South Region NAPFA Board, a Board member of the Estate Planning Council of Greater Miami and the FIU Executive MBA Advisory Board.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Do you have an area of expertise or specialization?
Business Owners
Divorce Planning
Entrepreneurs
High Net Worth Client Needs
Investment Advice with Ongoing...
LGBT Couples and Families
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Cathy Pareto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FROM TIME TO TIME, THE ADVISOR MAY HOLD SEMINARS FOR THE PUBLIC, TEACH INVESTMENT RELATED CLASSES AT LOCAL UNIVERSITIES AND INSTITUTIONS, APPEAR AS A GUEST ON RADIO AND TELEVISION SHOWS, AND CONTRIBUTE TO LOCAL AND NATIONAL PUBLICATIONS. IN SOME CASES, ADVISOR MAY RECEIVE COMPENSATION OR SOME OTHER TYPE OF ECONOMICAL BENEFIT FOR THESE SERVICES, HOWEVER; THE ADVISOR DOES NOT FORESEE THAT ANY CONFLICT OF INTEREST WILL ARISE FROM THESE OUTSIDE ACTIVITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Catherina Marlene Pareto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
January 4, 2008 - Present
AZZENDO WEALTH ADVISORS
Office #1: 901 Ponce De Leon Blvd. Suite 501, Coral Gables, FL 33134RIA
CRD#: 145919
Coral Gables, FL
Past
August 24, 2016 - June 20, 2017
AZZENDO WEALTH ADVISORS
RIA
CRD#: 139610
Coral Gables, FL
Past
May 22, 2003 - February 1, 2008
INVESTOR SOLUTIONS
RIA
CRD#: 106532
COCONUT GROVE, FL
Past
February 21, 2003 - May 1, 2003
SINGER XENOS SCHECHTER SOSLER WEALTH MANAGEMENT
RIA
CRD#: 106445
CORAL GABLES, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AZZENDO WEALTH ADVISORS
AZZENDO WEALTH ADVISORS | CATHY PARETO AND ASSOCIATES, INC. | CATHY PARETO AND ASSOCIATES
CRD#: 145919 / SEC#: 801-110395
RIA
Registered Investment Advisory firm - (4/13/2017 Approved)Florida
Registered Investment Advisory firm - (4/14/2017 Terminated)Texas
Registered Investment Advisory firm - (4/14/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/4/2008)
IAR
Texas(4/9/2010)
Current Firm
AZZENDO WEALTH ADVISORS
AZZENDO WEALTH ADVISORS | CATHY PARETO AND ASSOCIATES, INC. | CATHY PARETO AND ASSOCIATES
CRD#: 145919 / SEC#: 801-110395
RIA
Registered Investment Advisory firm - (4/13/2017 Approved)Florida
Registered Investment Advisory firm - (4/14/2017 Terminated)Texas
Registered Investment Advisory firm - (4/14/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 Ponce De Leon Blvd. Suite 501, Coral Gables, FL 33134
Mailing Address
Phone number
(305) 648-9814
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 587 |
| AUM (Assets Under Management) | $ 268,013,075 |
Red Flags
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Company Information
AZZENDO WEALTH ADVISORS
CRD#: 145919Coral Gables, FL 33134TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
