Kevin M. Mccoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Mccoy was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2002. Kevin had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2003 - October 6, 2006
LABRANCHE & CO. LLC
January 2, 2002 - August 22, 2003
BANC OF AMERICA SPECIALIST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LABRANCHE & CO. LLC
CRD#: 32661 / SEC#: , 8-18978
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LABRANCHE & CO INC. | SOLE MEMBER | |
| BURKE, WILLIAM JOSEPH III | MANAGING DIRECTOR OF OPERATIONS | 848502 |
| COLONNA, SALVATORE ANTHONY | DEPUTY CHIEF COMPLIANCE OFFICER | 1844342 |
| HAYWARD, ALFRED OWEN JR | CEO,EXECUTIVE VICE PRESIDENT | |
| KING, TARA LYNN | CHIEF COMPLIANCE OFFICER | |
| LABRANCHE, GEORGE MICHAEL IV | CHAIRMAN, & SENIOR MANAGING DIRECTOR | |
| MCLAUGHLIN, THOMAS G | CHIEF OPERATING OFFICER | |
| MIRRO, GERARD ANTHONY | CHIEF FINANCIAL OFFICER | 4334937 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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