JL
Jennifer Ann Ly
PORTFOLIO MEDICS
Anaheim, CA 92806
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CRD#: 4623311
JL
Professional summary
Jennifer Ann Ly, who also goes by Jennifer Ann Alfonso, Jennifer Ann Jimenez Alfonso, Jennifer Ann Alfonso, Jennifer Ann Alfonso Ly, Jennifer Ann Alfonso Ly, Jennifer Ann Ly, is a registered financial advisor currently at PORTFOLIO MEDICS, LLC located in Anaheim, California.
Jennifer Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jennifer Ann has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jennifer Ann Alfonso | Jennifer Ann Jimenez Alfonso | Jennifer Ann Alfonso | Jennifer Ann Alfonso Ly | Jennifer Ann Alfonso Ly | Jennifer Ann Ly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PREMIER GROUP INSURANCE, INC./Investment Related - Yes/600 17TH ST SUITE 1425N DENVER, CO 80202 (720) 457-1101/PROPERTY amp; CASUALTY INSURANCE/INSURANCE AGENT/06.2016/160/80/PROSPECT AND QUOTE INSURANCE POLICIES FOR COMMERCIAL, AUTO, AND HOME INSURANCE PREMIER 360 INSURANCE amp; FINANCIAL SOLUTIONS/Investment Related - Yes/3365 E MIRALOMA AVE STE 206 ANAHEIM, CA 92806/OFFER PROPERTY amp; CASUALTY INSURANCE - COMMERCIAL AND PERSONAL LINES; OFFERS HEALTH INSURANCE/INSURANCE amp; FINANCIAL SPECIALIST/07.2016/20/10/PROSPECT AND QUOTE INSURANCE PRODUCTS
CRS (Client Relationship Summary) - RIA
Click below to view Jennifer Ann Ly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2024 - Present
PORTFOLIO MEDICS, LLC
Office #1: 3021 E La Jolla Street, Anaheim, CA 92806RIA
CRD#: 145958
Anaheim, CA
Past
November 28, 2018 - August 2, 2023
LIFEPRO ASSET MANAGEMENT
RIA
CRD#: 285252
Anaheim Hills, CA
Past
December 12, 2016 - October 29, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
BREA, CA
Past
December 12, 2016 - October 29, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
BREA, CA
Past
May 29, 2007 - December 18, 2014
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CHINO HILLS, CA
Past
May 29, 2007 - December 18, 2014
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CHINO HILLS, CA
Past
June 2, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
RIA
CRD#: 23988
LOS ANGELES, CA
Past
June 2, 2003 - May 29, 2007
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LOS ANGELES, CA
Past
March 28, 2003 - May 9, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
LONG BEACH, CA
Past
March 17, 2003 - May 9, 2003
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
March 17, 2003 - May 9, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PM
PORTFOLIO MEDICS, LLC
401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
RIA
Registered Investment Advisory firm - (8/16/2018 Approved)Arizona
Registered Investment Advisory firm - (10/3/2018 Terminated)California
Registered Investment Advisory firm - (5/13/2019 Terminated)Florida
Registered Investment Advisory firm - (10/3/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)Illinois
Registered Investment Advisory firm - (11/18/2011 Terminated)Kentucky
Registered Investment Advisory firm - (10/3/2018 Terminated)Minnesota
Registered Investment Advisory firm - (11/18/2011 Terminated)New York
Registered Investment Advisory firm - (11/18/2011 Terminated)North Carolina
Registered Investment Advisory firm - (10/5/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/3/2018 Terminated)Oregon
Registered Investment Advisory firm - (10/3/2018 Terminated)South Carolina
Registered Investment Advisory firm - (10/3/2018 Terminated)Tennessee
Registered Investment Advisory firm - (10/4/2018 Terminated)Texas
Registered Investment Advisory firm - (10/3/2018 Terminated)Virginia
Registered Investment Advisory firm - (11/13/2015 Terminated)West Virginia
Registered Investment Advisory firm - (11/18/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PM
PORTFOLIO MEDICS, LLC
401 (K) MEDICS, LLC | PORTFOLIO MEDICS, LLC | 401(K) MEDICS, LLC,403(B) MEDICS, LLC
CRD#: 145958 / SEC#: 801-113846
RIA
Registered Investment Advisory firm - (8/16/2018 Approved)Arizona
Registered Investment Advisory firm - (10/3/2018 Terminated)California
Registered Investment Advisory firm - (5/13/2019 Terminated)Florida
Registered Investment Advisory firm - (10/3/2018 Terminated)Georgia
Registered Investment Advisory firm - (10/5/2018 Terminated)Illinois
Registered Investment Advisory firm - (11/18/2011 Terminated)Kentucky
Registered Investment Advisory firm - (10/3/2018 Terminated)Minnesota
Registered Investment Advisory firm - (11/18/2011 Terminated)New York
Registered Investment Advisory firm - (11/18/2011 Terminated)North Carolina
Registered Investment Advisory firm - (10/5/2018 Terminated)Ohio
Registered Investment Advisory firm - (10/3/2018 Terminated)Oregon
Registered Investment Advisory firm - (10/3/2018 Terminated)South Carolina
Registered Investment Advisory firm - (10/3/2018 Terminated)Tennessee
Registered Investment Advisory firm - (10/4/2018 Terminated)Texas
Registered Investment Advisory firm - (10/3/2018 Terminated)Virginia
Registered Investment Advisory firm - (11/13/2015 Terminated)West Virginia
Registered Investment Advisory firm - (11/18/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
27499 Riverview Center Blvd Suite 406, Bonita Springs, FL 34134
Mailing Address
Phone number
(239) 444-1766
Established
Firm type
Fiscal year end
# of Employees
75
SEC notice filing (41 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,702 |
| AUM (Assets Under Management) | $ 552,733,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
