Ann M. Northrop
Professional summary
Ann Macdonald Northrop, CFP®, who also goes by Ann Kathleen Brewer, Ann Kathleen Macdonald, Ann Macdonald Northrop, Annie Northrop, is a registered financial professional currently at BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.
Ann is registered as a RR (Registered Representative) and started their career in finance in 2003. Ann has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ann Macdonald Northrop's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2024 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606January 10, 2019 - April 5, 2022
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
January 5, 2016 - April 5, 2022
FIRST REPUBLIC SECURITIES COMPANY, LLC
January 13, 2014 - December 9, 2015
WALLEYE TRADING LLC
June 5, 2013 - November 20, 2013
X-CHANGE FINANCIAL ACCESS, LLC
October 17, 2011 - March 5, 2013
BLUEFIN CAPITAL MANAGEMENT, LLC
May 17, 2005 - August 1, 2007
PARALLAX FUND, L.P.
October 22, 2003 - June 23, 2004
SUSQUEHANNA SECURITIES, LLC
September 5, 2003 - May 4, 2004
SUSQUEHANNA INVESTMENT GROUP
January 8, 2003 - May 19, 2003
SIG BROKERAGE, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BLACKROCK INVESTMENTS, LLC
CRD#: 38642 / SEC#: , 8-48436
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 107105 |
| DEVICO, JOSEPH GEORGE | MANAGER | 2808563 |
| HEROLD, MEREDITH L | MANAGER | 4792340 |
| MARCUS, ZACHARY SETH | CHIEF FINANCIAL OFFICER AND FINOP | 7040433 |
| MARO, JONATHAN MARTIN | CHIEF EXECUTIVE OFFICER AND MANAGER | 6476640 |
| MEADE, CHRISTOPHER JOSEPH | CHIEF LEGAL OFFICER | 6728448 |
| ROHE, DOMINIK | MANAGER | 3275040 |
| ROSTA, GREGORY MATTHEW | CHIEF COMPLIANCE OFFICER | 5193482 |
| RZOMP, CYNTHIA SUEN-WAH | CHIEF OPERATING OFFICER | 5221316 |
| VILLACORTA, ROLAND ESTEBAN | MANAGER | 2566073 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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