Philip James Cooper
Professional Summary
Philip James Cooper is a registered financial advisor currently at 210 FINANCIAL located in Morton, Illinois. Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Philip has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
Years of Experience
23 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
Current Firm
210 FINANCIAL | 210 WEALTH MANAGEMENT, INC. | 210 FINANCIAL WEALTH MANAGEMENT INC.
Contact Information
Main Address
110 B. Yordy Road, Morton, IL 61550Phone Number
(309) 263-1333# of Employees
16SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,786AUM (Assets Under Management)
$242,847,830Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
210 FINANCIAL | 210 WEALTH MANAGEMENT, INC. | 210 FINANCIAL WEALTH MANAGEMENT INC.
State Registrations and Notice Filings
(1/16/2024)
(4/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2003About the Series 6 examSimilar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Philip James Cooper's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
GOLDMAN SACHS & CO. LLC
OSAIC WEALTH, INC.
PARK AVENUE SECURITIES LLC
