Philip J. Cooper

210 FINANCIAL

Morton, IL 61550

Some features on this profile are disabled

CRD#: 4623196

Professional summary

Philip James Cooper is a registered financial advisor currently at 210 FINANCIAL located in Morton, Illinois.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Philip has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) 210 FINANCIAL; YES INVESTMENT RELATED; 100 YORDY RD, SUITE B, MORTON, IL 61550. START DATE 03/2020. Owner; 160 HOURS/MONTH, 1600 HOURS DURING TRADING; INSURANCE SALES. 2.)CKH HOLDINGS; NOT INVESTMENT RELATED; 105 FORESTVIEW RD, MORTON 61550, START DATE 05/2021. REAL ESTATE; OWNER; APPROX 5 HOURS/MONTH, 0 HOURS DURING TRADING. PURCHASE REAL ESTATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip James Cooper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2024 - Present

210 FINANCIAL

Office #1: 110 B. Yordy Road, Morton, IL 61550

RIA

CRD#: 328570

Morton, IL

Past

May 17, 2017 - May 23, 2024

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Morton, IL

Past

April 14, 2004 - May 30, 2017

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

MORTON, IL

Past

February 26, 2003 - May 30, 2017

CFD INVESTMENTS, INC.

CRD#: 25427

MORTON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

210 FINANCIAL

210 FINANCIAL | 210 WEALTH MANAGEMENT, INC. | 210 FINANCIAL WEALTH MANAGEMENT INC.

CRD#: 328570 / SEC#: 801-129099

RIA

Registered Investment Advisory firm - (11/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/16/2024)

IAR

Texas
(4/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/25/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

210 FINANCIAL

210 FINANCIAL | 210 WEALTH MANAGEMENT, INC. | 210 FINANCIAL WEALTH MANAGEMENT INC.

CRD#: 328570 / SEC#: 801-129099

RIA

Registered Investment Advisory firm - (11/24/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

110 B. Yordy Road, Morton, IL 61550

Mailing Address

Phone number

(309) 263-1333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

210 ADV 2A INITIAL (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,335
AUM (Assets Under Management)	$ 145,139,695

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Benjamin Stephenson

EQUITABLE ADVISORS, LLC

IAR

New York, NY

Patrick Oleary

D.A. DAVIDSON & CO.

IAR

Billings, MT

Richard Craven

MORGAN STANLEY

PURCHASE, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Philip J. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip James Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

Primary Firm SEC Registration

210 FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2004

Series 63

Date: 2/12/2003

SIE

Date: 5/30/2017

Series 6

Date: 2/25/2003

Current Firm

210 FINANCIAL

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

210 FINANCIAL

TRUST BUT VERIFY

Similar Advisors