Jason C. Midgley
Professional summary
Jason Charles Midgley was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jason is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Jason had worked at 4 firms, which includes BARRON MOORE INC., NATIONAL SECURITIES CORPORATION, NEWBRIDGE SECURITIES CORPORATION, CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2004 - November 29, 2004
BARRON MOORE, INC.
January 30, 2004 - April 20, 2004
NATIONAL SECURITIES CORPORATION
October 14, 2003 - January 20, 2004
NEWBRIDGE SECURITIES CORPORATION
August 7, 2003 - October 16, 2003
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
BARRON MOORE, INC.
CRD#: 123521 / SEC#: , 8-65589
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BARRON MOORE HOLDINGS, INC. | OWNER/HOLDING COMPANY | |
| MOORE, KATHERINE ANN | PRESIDENT, CEO & CFO | 1342145 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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