Robert A. Kokol
Professional summary
Robert Adam Kokol, CFP®, who also goes by Bob Kokol, is a registered financial advisor currently at ATTICUS WEALTH MANAGEMENT located in New Braunfels, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 12 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Adam Kokol's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1998
Experience
October 15, 2020 - Present
ATTICUS WEALTH MANAGEMENT
January 8, 2018 - October 23, 2020
SCF INVESTMENT ADVISORS, INC.
January 8, 2018 - October 23, 2020
SCF SECURITIES, INC.
February 21, 2014 - January 8, 2018
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
July 2, 2013 - January 8, 2018
G.F. INVESTMENT SERVICES, LLC
June 29, 2011 - November 30, 2017
DIVORCE FINANCIAL PLANNING LLC
June 15, 2011 - May 15, 2013
LASALLE ST SECURITIES, L.L.C.
May 31, 2011 - February 4, 2015
PLATINUM WEALTH PARTNERS
September 4, 2008 - June 1, 2011
EQUITABLE ADVISORS, LLC
August 26, 2008 - June 1, 2011
EQUITABLE ADVISORS, LLC
January 10, 2005 - April 22, 2008
RAYMOND JAMES & ASSOCIATES, INC.
December 14, 2004 - April 22, 2008
RAYMOND JAMES & ASSOCIATES, INC.
August 20, 2003 - December 3, 2004
NORTHERN TRUST SECURITIES, INC.
August 14, 2003 - December 3, 2004
NORTHERN TRUST SECURITIES, INC.
January 29, 2003 - September 10, 2003
TRUIST INVESTMENT SERVICES, INC.
January 28, 2003 - September 10, 2003
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ATTICUS WEALTH MANAGEMENT
CRD#: 296949 / SEC#: 801-113424
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2021)
Exams
Series 7TO
Date: 6/30/2023
General Securities Representative ExaminationCurrent Firm
ATTICUS WEALTH MANAGEMENT
CRD#: 296949 / SEC#: 801-113424
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 748 |
| AUM (Assets Under Management) | $ 447,497,119 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/26/2022 |
Red Flags
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