Susan M. Kroger

INTENTIONAL FINANCE

Albuquerque, NM 87109

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CRD#: 4622958

Professional summary

Susan Michelle Kroger, CFP®, who also goes by Susan Kroger, is a registered financial advisor currently at INTENTIONAL FINANCE, LLC located in Albuquerque, New Mexico.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Susan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan Kroger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

04/2010-Present,8416 Helen Hardin St., NE, Albuquerque, NM 87122, Investment-Related: N, Owner of Rental Property, 1 Hrs/Month, 0 Sec Trading Hrs., Ms. Kroger owns a real estate property which she rents out.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Michelle Kroger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

May 26, 2017 - Present

INTENTIONAL FINANCE, LLC

Office #1: 7770 Jefferson St Ne, Suite 430, Albuquerque, NM 87109

RIA

CRD#: 288181

Albuquerque, NM

Past

March 13, 2003 - May 31, 2017

WADDELL & REED

RIA

CRD#: 866

ALBUQUERQUE, NM

Past

March 3, 2003 - May 31, 2017

WADDELL & REED

CRD#: 866

ALBUQUERQUE, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(5/30/2017)

IAR

Texas
(5/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/28/2003

General Securities Representative Examination

Current Firm

INTENTIONAL FINANCE, LLC

CRD#: 288181 / SEC#: 801-110594

RIA

Registered Investment Advisory firm - (9/25/2017 Terminated)

New Mexico

Registered Investment Advisory firm - (9/21/2017 Approved)

Texas

Registered Investment Advisory firm - (8/18/2017 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7770 Jefferson St Ne, Suite 430, Albuquerque, NM 87109

Mailing Address

Phone number

(505) 563-4500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 40,550,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan M. Kroger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Michelle Kroger's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTENTIONAL FINANCE, LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2003

SIE

Date: 5/31/2017

Series 7

Date: 2/28/2003

Current Firm

INTENTIONAL FINANCE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTENTIONAL FINANCE, LLC

TRUST BUT VERIFY

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