John H. Koetzle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John H. Koetzle was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2017 - December 18, 2017
CITADEL SECURITIES INSTITUTIONAL LLC
October 3, 2013 - December 18, 2017
PALAFOX TRADING LLC
October 3, 2013 - December 18, 2017
CITADEL SECURITIES LLC
September 12, 2011 - December 14, 2011
MAXIM GROUP LLC
February 21, 2006 - January 11, 2011
MUFG SECURITIES AMERICAS INC.
September 20, 2004 - September 20, 2005
COUNTRYWIDE SECURITIES CORPORATION
January 23, 2003 - September 13, 2004
NEWEDGE USA, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CITADEL SECURITIES INSTITUTIONAL LLC
CRD#: 281102 / SEC#: , 8-69663
Contact information
FINRA licenses (16 States and Territories)
Documents
Red Flags
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