Jessica L. Gauerke

MIDWEST FINANCIAL PARTNERS

St. Cloud, MN 56301

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CRD#: 4622930

Professional summary

Jessica Lynn Gauerke, who also goes by Jessica Lynn Filiaggi, Jessica L. Hansen, Jessica Lynn Hansen, is a registered financial advisor currently at MIDWEST FINANCIAL PARTNERS located in St. Cloud, Minnesota.

Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jessica has worked at 12 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jessica Lynn Filiaggi | Jessica L. Hansen | Jessica Lynn Hansen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ALPS DISTRIBUTORS, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, BUSINESS IS INVESTMENT RELATED - BD, SR. REGULATORY COMPLIANCE ANALYST, 06/2021, 160 HRS/MON, 130 HRS/MON DURING TRADING HOURS. 2. ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, BUSINESS IS INVESTMENT RELATED - BD, SR. REGULATORY COMPLIANCE ANALYST, 06/2021, 160 HRS/MON, 130 HRS/MON DURING TRADING HOURS. 3. RENTAL PROPERTY, NOT BUSINESS RELATED, ADDRESS ON FILE, RENTAL PROPERTY, OWNER, 1 HRS/MON, NONE DURING TRADING. 4. SELF EMPLOYED/FREELANCE WRITER, NOT INVESTMENT RELATED, ADDRESS ON FILE, FREELANCE WRITER, 15 HRS/MON, NONE DURING TRADING HOURS. 5. ALPS ADVISORS INC, INVESTMENT RELATED, 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, RIA, SR REGULATORY COMPLIANCE ANALYST, 40 HRS/MON, 40 HRS/MON DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Lynn Gauerke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2024 - Present

MIDWEST FINANCIAL PARTNERS

Office #1: 912 West Saint Germain Street Suite #300, St. Cloud, MN 56301

RIA

CRD#: 173790

St. Cloud, MN

Past

September 27, 2021 - June 17, 2022

ALPS ADVISORS, INC.

RIA

CRD#: 134340

DENVER, CO

Past

June 24, 2021 - June 17, 2022

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

CRD#: 144464

DENVER, CO

Past

June 24, 2021 - June 17, 2022

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

February 21, 2019 - June 23, 2021

USADVISORS WEALTH MANAGEMENT, LLC

RIA

CRD#: 158108

EDEN PRAIRIE, MN

Past

February 19, 2019 - June 17, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

EDEN PRAIRIE, MN

Past

May 16, 2016 - February 9, 2019

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ST CLOUD, MN

Past

May 16, 2016 - February 9, 2019

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ST CLOUD, MN

Past

April 22, 2013 - May 13, 2016

SS&C MARKET SERVICES, LLC

CRD#: 23568

Minneapolis, MN

Past

January 19, 2011 - February 22, 2013

FINTEGRA, LLC

CRD#: 16741

ST. CLOUD, MN

Past

January 14, 2005 - November 17, 2009

BANCNORTH INVESTMENT GROUP, INC.

CRD#: 31299

ST. CLOUD, MN

Past

January 14, 2005 - November 1, 2010

GUARANTY BROKERAGE SERVICES, INC.

CRD#: 23302

ST. CLOUD, MN

Past

January 14, 2005 - January 18, 2011

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDWEST FINANCIAL PARTNERS

MIDWEST FINANCIAL PARTNERS | MIDWEST FINANCIAL PARTNERS, INC | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC.

CRD#: 173790 / SEC#: 801-80667

RIA

Registered Investment Advisory firm - (12/15/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(6/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 10/5/2006

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 6/7/2005

General Securities Principal Examination

Current Firm

MIDWEST FINANCIAL PARTNERS

MIDWEST FINANCIAL PARTNERS | MIDWEST FINANCIAL PARTNERS, INC | MIDWEST FINANCIAL PARTNERS INVESTMENTS, INC.

CRD#: 173790 / SEC#: 801-80667

RIA

Registered Investment Advisory firm - (12/15/2014 Approved)

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Contact information

Main Address

912 West Saint Germain Street Suite #300, St. Cloud, MN 56301

Mailing Address

Phone number

(320) 251-3752

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	5,421
AUM (Assets Under Management)	$ 1,263,584,127

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/25/2025	Cover Page	Report
07/25/2024	Cover Page	Report
11/27/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jessica L. Gauerke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jessica Lynn Gauerke's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS ADVISORS, INC.

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

ALPS DISTRIBUTORS, INC.

USADVISORS WEALTH MANAGEMENT, LLC

SECURITIES AMERICA, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SS&C MARKET SERVICES, LLC

FINTEGRA, LLC

BANCNORTH INVESTMENT GROUP, INC.

GUARANTY BROKERAGE SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

Primary Firm SEC Registration

MIDWEST FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2007

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2005

Series 53

Date: 10/5/2006

Series 24

Date: 6/7/2005

Current Firm

MIDWEST FINANCIAL PARTNERS

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MIDWEST FINANCIAL PARTNERS

TRUST BUT VERIFY

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