Saul W. Weisman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Saul William Weisman was a registered financial professional .
Saul is a previously registered financial professional and started their career in finance in 1966. Saul had worked at 4 firms and has passed the Series 63, Series 5, PC, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 1996 - May 29, 1997
SSI SECURITIES CORP.
March 16, 1982 - September 1, 1995
GRUNTAL & CO., L.L.C.
February 17, 1978 - March 23, 1982
BRODIS SECURITIES INCORPORATED
December 29, 1966 - March 1, 1978
BRUNS, NORDEMAN, REA & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/14/1982
Interest Rate Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 000
Date: 12/10/1965
General Securities Principal ExaminationSeries 1
Date: 5/23/1957
Registered Representative ExaminationCurrent Firm
SSI SECURITIES CORP.
CRD#: 8275 / SEC#: , 8-25021
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 7 |
Red Flags
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