Anthony Picerni

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CRD#: 4622858

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Picerni, who also goes by Joseph Picerni, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1997. Anthony had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

Joseph Picerni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 16, 1997 - June 28, 2004

LABRANCHE & CO. LLC

CRD#: 32661

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

LABRANCHE & CO. LLC

LABRANCHE & CO. | LABRANCHE & CO. LLC

CRD#: 32661 / SEC#: , 8-18978

Terminated by SEC on 03/19/2011

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 06/30/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
LABRANCHE & CO INC.	SOLE MEMBER
BURKE, WILLIAM JOSEPH III	MANAGING DIRECTOR OF OPERATIONS	848502
COLONNA, SALVATORE ANTHONY	DEPUTY CHIEF COMPLIANCE OFFICER	1844342
HAYWARD, ALFRED OWEN JR	CEO,EXECUTIVE VICE PRESIDENT
KING, TARA LYNN	CHIEF COMPLIANCE OFFICER
LABRANCHE, GEORGE MICHAEL IV	CHAIRMAN, & SENIOR MANAGING DIRECTOR
MCLAUGHLIN, THOMAS G	CHIEF OPERATING OFFICER
MIRRO, GERARD ANTHONY	CHIEF FINANCIAL OFFICER	4334937

Disclosures

Regulatory Event

Red Flags

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